Sze Nga Hui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Nga Hui (許思雅), a licensed Responsible Officer with CE reference BJT982. Currently licensed at 1 firm(s): Going Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-17 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-10-17 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-03 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 - Advising on securities | 2023-06-13 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 9 - Asset management | 2023-06-13 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-12 | 2023-04-30 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-12 | 2023-04-30 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2021-04-12 | 2023-04-30 |
| Lindale Capital Limited | RO | Type 1 - Dealing in securities | 2020-07-06 | 2021-03-19 |
| Lindale Capital Limited | RO | Type 4 - Advising on securities | 2020-07-06 | 2021-03-19 |
| Lindale Capital Limited | RO | Type 9 - Asset management | 2020-07-06 | 2021-03-19 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-19 | 2018-01-17 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-19 | 2018-01-17 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 - Asset management | 2017-06-19 | 2018-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Nga Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.