Henry Nam Fung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Nam Fung Lau (劉南鋒), a licensed Responsible Officer with CE reference AUW417. Currently licensed at 1 firm(s): Gee Hi International Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-20 | present |
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-07-20 | present |
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 9 - Asset management | 2023-07-20 | present |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-23 | 2023-01-27 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-23 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-13 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-07-07 | 2023-01-27 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-07-07 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-03 | 2020-11-13 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-03 | 2020-07-07 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-03 | 2022-11-23 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-07-03 | 2020-07-07 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-03 | 2022-11-23 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-25 | 2020-05-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-25 | 2020-05-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-06-25 | 2020-05-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-31 | 2020-05-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-01-31 | 2020-05-31 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-17 | 2018-12-18 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2018-12-18 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-02 | 2017-05-17 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-24 | 2017-02-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-13 | 2017-02-03 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-06-24 | 2014-09-16 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-09 | 2013-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Nam Fung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.