Ni Lin
林昵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Lin (林昵), CE reference BAL766. Currently licensed at 1 firm(s): GLY CAPITAL MANAGEMENT LIMITED. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 9 — Asset management | 2019-02-08 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2018-05-31 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-16 | 2018-05-31 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-16 | 2018-05-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-22 | 2017-05-08 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-22 | 2017-05-08 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-18 | 2016-09-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-18 | 2016-09-04 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-18 | 2016-09-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-18 | 2016-09-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-12 | 2015-05-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2014-11-12 | 2015-05-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2014-06-12 | 2015-01-22 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | 2014-11-12 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-21 | 2014-11-12 |