Wai Ming Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Yuen (阮唯銘), a licensed Responsible Officer with CE reference ARD624. Currently licensed at 1 firm(s): Global West Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-31 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-05-31 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 9 - Asset management | 2022-05-31 | present |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-30 | 2022-03-31 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-30 | 2022-03-31 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-23 | 2020-11-27 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 - Asset management | 2019-10-23 | 2020-11-27 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-19 | 2019-09-23 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-01 | 2019-08-19 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-31 | 2019-07-22 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-31 | 2019-07-22 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-31 | 2019-07-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-01 | 2017-07-31 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-22 | 2015-12-21 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-11 | 2013-02-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-03 | 2008-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.