Kin Shing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Shing Lam (林建盛), a licensed Responsible Officer with CE reference BDY864. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-17 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-17 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-25 | 2026-06-17 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-09 | 2024-12-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-30 | 2017-04-19 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-27 | 2015-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Shing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.