Jeffrey Chi Keung So
蘇志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Chi Keung So (蘇志強), CE reference AMC258. Currently licensed at 2 firm(s): Advent Securities (Hong Kong) Limited, Advent Corporate Finance Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-13 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-22 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-12 | 2021-06-22 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-01 | 2021-03-31 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-05 | 2019-11-01 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-18 | 2019-01-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-06 | 2019-01-28 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-06 | 2018-07-18 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-11-18 | 2016-06-20 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-30 | 2015-11-18 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-16 | 2015-09-15 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2015-09-15 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-05 | 2015-07-16 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2015-06-02 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-28 | 2015-06-02 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-10 | 2014-04-28 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 — Advising on corporate finance | 2010-02-18 | 2010-10-26 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-07 | 2009-09-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-06-07 | 2009-09-30 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-13 | 2007-04-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-14 | 2007-04-30 |