Na You
尤娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na You (尤娜), CE reference BCF979. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-03 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2023-02-03 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2018-08-24 | 2023-02-03 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2018-08-24 | 2023-02-03 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2018-08-24 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2018-08-24 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2018-02-28 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2017-07-18 | 2018-02-28 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 4 — Advising on securities | 2016-06-15 | 2017-04-30 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 — Asset management | 2015-07-22 | 2017-04-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2015-06-30 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-05 | 2015-06-30 |