Ka Leung Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Chiu (趙家樑), a licensed Responsible Officer with CE reference AYK457. Currently licensed at 2 firm(s): CPLUS ASSET MANAGEMENT LIMITED, CPLUS SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPLUS ASSET MANAGEMENT LIMITED 柏富資產管理有限公司 |
RO | Type 9 - Asset management | 2022-10-11 | present |
| CPLUS SECURITIES LIMITED 柏富證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-19 | present |
| CPLUS SECURITIES LIMITED 柏富證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-19 | present |
| CPLUS SECURITIES LIMITED 柏富證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-23 | 2021-04-19 |
| CPLUS ASSET MANAGEMENT LIMITED 柏富資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-23 | 2022-10-11 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-20 | 2021-01-27 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-20 | 2021-03-21 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-20 | 2021-03-21 |
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-31 | 2020-01-10 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-19 | 2017-12-18 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-19 | 2016-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Leung Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.