Michael Stuart Coates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Stuart Coates, a licensed Responsible Officer with CE reference AQE074. Currently licensed at 2 firm(s): Kriya Capital Limited, Asymmetric Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kriya Capital Limited | RO | Type 9 - Asset management | 2022-06-20 | present |
| Asymmetric Advisors Limited |
RO | Type 1 - Dealing in securities | 2018-07-20 | present |
| Asymmetric Advisors Limited |
RO | Type 4 - Advising on securities | 2018-07-20 | present |
| Kriya Capital Limited | Rep | Type 9 - Asset management | 2013-02-01 | 2018-08-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-16 | 2012-07-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-03 | 2012-07-19 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2008-09-22 |