Chi Wai Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Lo (盧志威), a licensed Responsible Officer with CE reference ARO380. Currently licensed at 1 firm(s): Aqua Capital Strategy Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-13 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 4 - Advising on securities | 2021-01-26 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 9 - Asset management | 2021-01-26 | present |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-23 | 2020-06-24 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 - Asset management | 2019-07-23 | 2020-06-24 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-03 | 2019-06-30 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-03 | 2019-06-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-03 | 2017-06-21 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 - Asset management | 2008-09-03 | 2017-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.