Amit Bansal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Bansal, a licensed Responsible Officer with CE reference APB433. Currently licensed at 1 firm(s): Augment Wealth Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augment Wealth Advisors Limited |
RO | Type 4 - Advising on securities | 2021-01-13 | present |
| Augment Wealth Advisors Limited |
RO | Type 5 - Advising on futures contracts | 2021-01-13 | present |
| Augment Wealth Advisors Limited |
RO | Type 9 - Asset management | 2021-01-13 | present |
| Augment Wealth Advisors Limited |
RO | Type 1 - Dealing in securities | 2021-01-13 | 2022-12-13 |
| Augment Wealth Advisors Limited |
RO | Type 2 - Dealing in futures contracts | 2021-01-13 | 2022-12-13 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-12-05 | 2019-12-31 |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-05-18 | 2017-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-05-22 | 2015-02-11 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-22 | 2015-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-07 | 2008-02-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-07 | 2008-02-23 |