Adrian Rubin Gornall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Rubin Gornall, CE reference AIX145. Currently licensed at 1 firm(s): Asymmetric Advisors Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asymmetric Advisors Limited |
Rep | Type 1 — Dealing in securities | 2025-11-17 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-05-12 | 2019-02-28 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-10-09 | 2016-03-01 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-10-09 | 2016-03-01 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-06-16 | 2015-10-09 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-19 | 2012-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-26 | 2011-10-22 |
| Aletheia Analyst Network Limited |
Rep | Type 1 — Dealing in securities | 2008-10-01 | 2009-09-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-02 | 2008-07-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-23 | 2004-05-10 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-23 | 2004-05-10 |