Shui Gee Lucy Lu
呂瑞芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Gee Lucy Lu (呂瑞芝), CE reference ABY156. Currently licensed at 1 firm(s): AFG Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-06 | present |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-11-01 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |