Iven Tak Leung Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iven Tak Leung Lai (黎德良), a licensed Responsible Officer with CE reference AAG867. Currently licensed at 1 firm(s): Alpine Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 9 - Asset management | 2024-06-27 | present |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-21 | present |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-21 | present |
| Alpine Securities Limited 高山證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-26 | 2022-11-21 |
| Alpine Securities Limited 高山證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-26 | 2022-11-21 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-09 | 2022-09-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-09 | 2022-09-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-09 | 2022-09-29 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2019-04-09 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-08 | 2019-04-09 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-08 | 2019-04-09 |
| ACU Asset Management Limited | RO | Type 9 - Asset management | 2018-03-21 | 2019-03-29 |
| ACU Securities Limited | RO | Type 1 - Dealing in securities | 2016-02-18 | 2019-03-29 |
| ACU Securities Limited | RO | Type 4 - Advising on securities | 2016-02-18 | 2019-03-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-02 | 2016-01-22 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2015-02-02 | 2016-01-22 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 - Advising on securities | 2014-08-12 | 2015-01-16 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-22 | 2015-01-16 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-30 | 2013-07-08 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2012-10-30 |
| Hong Kong Securities Holdings Limited 香港證券控股有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-19 | 2012-08-15 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-18 | 2012-03-16 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-30 | 2011-03-18 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-03 | 2010-10-19 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-03 | 2010-10-19 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Iven Tak Leung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.