Jing Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing Chen (陳菁), a licensed Representative with CE reference ANU777. Currently licensed at 2 firm(s): Atta Securities Limited, Atta Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-03 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-03 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 - Asset management | 2021-09-03 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-04 | 2021-08-20 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-04 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-04 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-11 | 2019-04-04 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-11 | 2019-04-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-11 | 2019-04-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-25 | 2018-10-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-25 | 2018-10-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-25 | 2018-10-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-15 | 2017-10-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-15 | 2017-10-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-15 | 2017-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-17 | 2016-01-08 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-08-17 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-17 | 2016-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jing Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.