Yin Han Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Han Lee (李彥嫻), a licensed Representative with CE reference AWX947. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-23 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 - Asset management | 2025-09-23 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-27 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-15 | 2025-06-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-24 | 2025-06-13 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2021-04-30 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2021-04-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-09 | 2020-09-12 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-09 | 2020-09-12 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2018-06-08 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-28 | 2018-06-08 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-22 | 2018-06-08 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-22 | 2018-06-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-07 | 2016-06-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-07 | 2016-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Han Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.