Hon Shui Leo Chan
陳瀚樞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Shui Leo Chan (陳瀚樞), CE reference APG915. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-16 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-16 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-28 | 2025-05-16 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2020-08-28 | 2025-05-16 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-26 | 2020-06-24 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-26 | 2020-08-28 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-26 | 2020-08-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-16 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-16 | 2008-11-21 |