Xiaofang Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofang Chen (陳曉芳), a licensed Responsible Officer with CE reference ARG412. Currently licensed at 1 firm(s): Afflux Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 4 - Advising on securities | 2019-03-20 | present |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 9 - Asset management | 2019-03-20 | present |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-28 | present |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-25 | 2015-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaofang Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.