Vera Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vera Gu, CE reference BHO766. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-14 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-14 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-14 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2018-04-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-13 | 2018-04-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2016-06-13 | 2018-04-13 |