Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ka Suen Chan
CE BTF620 - active, AP Capital Limited
Siu Pong Chau
CE BSH012 - active, AP Capital Limited
Andy Kai Ming Ching
CE BSS594 - active, AP Capital Limited
Zhuoyi Cui
CE BXM113 - active, AP Capital Limited
Ching Lam
CE BIJ316 - active, AP Capital Limited
Wai Yin Leung
CE AZG790 - active, AP Capital Limited
Chi Kin Mak
CE BWE855 - active, AP Capital Limited
Wai Ming Tsang
CE BDV580 - active, AP Capital Limited
Hsiao Chun Weng
CE BVM626 - active, AP Capital Limited
Mui Kwai Wong
CE BUO171 - active, AP Capital Limited
Tai Wai Yau
CE BSM415 - active, AP Capital Limited
Yin Cheung Adrian Yeung
CE BTS726 - active, AP Capital Limited
Ho Cheung
CE ALZ587 - active, Ascendent Capital Partners (Asia) Limited
Liang Meng
CE AIJ846 - active, Ascendent Capital Partners (Asia) Limited
Pu Zhai
CE ALC178 - active, Ascendent Capital Partners (Asia) Limited
Gary Hing Cheung Chan
CE AMW597 - active, aacat fintech Limited
Sau Ming Chu
CE AEJ665 - active, aacat fintech Limited
Shek Hung Tsui
CE BGK704 - ceased
Kin Fung Hon
CE BTZ833 - active, aacat fintech Limited
Ho Yin Li
CE BOT045 - active, aacat fintech Limited
Kwan Yee Yip
CE AXP601 - active, aacat fintech Limited
Ignatius Wooi Kean Choong
CE ADT736 - active, Allspring Global Investments (Hong Kong) Limited
Kelly Kar Yee Lam
CE APG511 - active, Allspring Global Investments (Hong Kong) Limited
Huilun Hu
CE BWY985 - active, Allspring Global Investments (Hong Kong) Limited
Sin Yeung Lee
CE BQM186 - active, Allspring Global Investments (Hong Kong) Limited
Wai Lee
CE BXM378 - active, Allspring Global Investments (Hong Kong) Limited
Wai Lap Leung
CE BTO753 - active, Allspring Global Investments (Hong Kong) Limited
Sam Ning Yue Lo
CE ASY867 - active, Allspring Global Investments (Hong Kong) Limited
Michael Bruno Benz
CE ALW843 - active, AMINA (Hong Kong) Limited
Ronald King Tou Poon
CE ANH678 - active, AMINA (Hong Kong) Limited
Eddy Wai Kit Yeung
CE AXJ838 - active, AMINA (Hong Kong) Limited
Chun Chiu Chan
CE BMK654 - active, AMINA (Hong Kong) Limited
Mengqing Shi
CE BSQ833 - active, AMINA (Hong Kong) Limited
Mingzhen Song
CE BRX997 - ceased
Yumei Wang
CE BBY647 - active, Atlascap Invest Limited
Liliang Zhu
CE BUQ539 - active, Atlascap Invest Limited
Ming Chun Chan
CE BDM024 - active, Amazon Asset Management Limited
Wai Man Hui
CE AIU457 - active, Amazon Securities Limited
Pak Kin Tai
CE ACE795 - active, Arcadia Fund Management Group Asia Limited
Xiaosong Zeng
CE ASD613 - active, Arcadia Fund Management Group Asia Limited
Liqing Gan
CE BJX224 - active, Accumulus GBA Technology (Hongkong) Co., Limited
Ching Nan Leung
CE BUX182 - active, Accumulus GBA Technology (Hongkong) Co., Limited
Jeremy Wing Kit Chan
CE ANM133 - active, AL Capital Asset Management Limited
Wing Hong Ho
CE BOS863 - active, AL Capital Asset Management Limited
Xiaoxiang Wei
CE BTX870 - active, AL Capital Asset Management Limited
Tai Wai Chu
CE ANW529 - active, Alliance Partners Capital Limited
Chi Yu Ng
CE API279 - active, Alliance Partners Capital Limited
Tsz Chun Leo Fung
CE BPE784 - active, Alliance Partners Capital Limited
Yiu Wing Lee
CE ABN714 - active, Alliance Partners Capital Limited
Richard Harris
CE AAK411 - active, Audax Management Company (HK) Limited
Daniel Harris Weintraub
CE BVN345 - active, Audax Management Company (HK) Limited
Yeo Ji Shin
CE AYC174 - active, Audax Management Company (HK) Limited
Fong Kwan Chu
CE ACA839 - active, Azure Tide Capital Limited
Kin Chor Tang
CE ACH809 - active, Azure Tide Capital Limited
Mofiz Chan
CE AMI692 - active, Ambersail Capital Limited
Paul Wai Chiu Cheung
CE BGG685 - active, Ambersail Capital Limited
Ka Man Chow
CE AAY115 - ceased
So Wa Cheung
CE AYC949 - active, AFT HK Treasury Limited
Devanjan Sinha
CE BXF759 - active, AFT HK Treasury Limited
Binchao Yao
CE BWB321 - active, ARDIAN Hong Kong Limited
Xue Zhang
CE BEB248 - active, ARDIAN Hong Kong Limited
Sze Wing Chan
CE BXG201 - active, ARDIAN Hong Kong Limited
Wei-Yu Chen
CE BXH059 - active, ARDIAN Hong Kong Limited
Yufeng Jin
CE BUK868 - active, ARDIAN Hong Kong Limited
Calvin Antonio Lee
CE BVJ791 - active, ARDIAN Hong Kong Limited
Pey Wen Lin
CE BXG125 - active, ARDIAN Hong Kong Limited
Yueh Ling Wu
CE BPW984 - active, ARDIAN Hong Kong Limited
Yidan Lai
CE BKK438 - active, AegisLink Consulting Limited
Minyue Zhu
CE AUE243 - active, AegisLink Consulting Limited
Xian Li
CE AOA174 - active, Advent International Hong Kong Limited
Xiaoni Shi
CE AMJ724 - active, Advent International Hong Kong Limited
Chit Hong Chan
CE BCK498 - ceased
Hung Ti Chan
CE AAC893 - active, Bradbury Asset Management (Hong Kong) Limited
Tan Luk
CE BJV581 - active, Bradbury Securities Limited
Kin Tai Chan
CE AAY592 - active, Bradbury Securities Limited
Jessica Hung
CE BKB712 - active, Bradbury Securities Limited
Ming Chau Kay
CE AAY594 - active, Bradbury Securities Limited
Kwong Chung Law
CE AAC874 - active, Bradbury Securities Limited
Ching Leung Sze
CE ADQ629 - active, Bradbury Securities Limited
Christopher Neil Averill Gothard
CE AVU837 - active, Brown Brothers Harriman (Hong Kong) Limited
Christopher Charles Pigott
CE BIH451 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited
Munenori Yoshihara
CE BMT395 - active, Brown Brothers Harriman (Hong Kong) Limited
Hai Hua Zhao
CE AYG618 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited
Chun Leong Hung
CE BDH011 - active, Brown Brothers Harriman (Hong Kong) Limited
Simo Liu
CE BUB264 - active, Brown Brothers Harriman (Hong Kong) Limited
Ying Kwan Ng
CE BNV332 - active, Brown Brothers Harriman (Hong Kong) Limited
Kacper Piotr Witkowski
CE BSF766 - active, Brown Brothers Harriman (Hong Kong) Limited
Lai San Wong
CE AEZ574 - active, Brown Brothers Harriman (Hong Kong) Limited
Chun Kit Chui
CE AZW913 - active, Bendura Wealth Management (Hong Kong) Limited
Philipp Forster
CE BUF398 - active, Bendura Wealth Management (Hong Kong) Limited
Ka Kwan Hsu
CE APG168 - active, Bendura Wealth Management (Hong Kong) Limited
Henry Sze Chung Lee
CE AWV262 - active, Bendura Wealth Management (Hong Kong) Limited
Hung Kit Cheng
CE BSP499 - active, Bendura Wealth Management (Hong Kong) Limited
Wang Chak Ng
CE BKB907 - active, Bendura Wealth Management (Hong Kong) Limited
Shiyi Wu
CE BXN261 - active, Bendura Wealth Management (Hong Kong) Limited
Kwok Wah Ong
CE ADP129 - active, Ban Hin Securities Company Limited
Kwok Ping Wong
CE AAA214 - active, Ban Hin Securities Company Limited
Hong Hsiung Chen
CE AAC511 - active, Ban Hin Securities Company Limited
Yuk Mo Lam
CE AAD476 - active, Ban Hin Securities Company Limited
Chung Kai Mak
CE AAE088 - active, Ban Hin Securities Company Limited
Chiu Kui Yu
CE AAD022 - active, Ban Hin Securities Company Limited
Felicity Ching Man Lau
CE AFT386 - active, Bank of Communications Trustee Limited
Siu Ling Pango Lee
CE BPH846 - active, BOCOM MPF & Financial Services Company Limited
Yuechuan Pu
CE BPT472 - ceased
Ka Man Carmen Kwok
CE BVH882 - active, Bank of Communications Trustee Limited
Yat Wai Kwong
CE BVH884 - active, Bank of Communications Trustee Limited
King Tung Alex Lau
CE BTF624 - active, Bank of Communications Trustee Limited
Bo Yee Leung
CE BVH888 - active, Bank of Communications Trustee Limited
Ting Chun Lo
CE BVH894 - active, Bank of Communications Trustee Limited
Siu Po Emily Ng
CE BVH890 - active, Bank of Communications Trustee Limited
Ming Ho Wong
CE BVH202 - active, Bank of Communications Trustee Limited
Alvin Tuk Yu Wong
CE AHH534 - active, Bank of Communications Trustee Limited
Chun Ling Young
CE BVH889 - active, Bank of Communications Trustee Limited
Kam Ping Yu
CE BVH886 - active, Bank of Communications Trustee Limited
Yee Ming Choi
CE AAF744 - active, Bullish Securities Limited
Yiu Man Wu
CE AAF788 - active, Bullish Securities Limited
Yu Lau
CE BOG313 - active, Bullish Securities Limited
Lei Ching Ng
CE AAF278 - active, Bullish Securities Limited
Wai Sum Suen
CE AAK025 - active, Bullish Securities Limited
Yun Kwok Wong
CE AIL018 - active, Bullish Securities Limited
Bun Cheong Yuen
CE AAY035 - active, Bullish Securities Limited
Mark Nicholas Davidge-Pitts
CE AJL230 - active, BGC Securities (Hong Kong) LLC
Amine Khelifi
CE AVD507 - active, Sunrise Brokers (Hong Kong) Limited
Jonathan James Laird
CE ALW935 - active, BGC Securities (Hong Kong) LLC
Timothy Charles Mallott
CE AUG689 - active, Sunrise Brokers (Hong Kong) Limited
Shaan Anil Shivdasani
CE AVE058 - active, BGC Securities (Hong Kong) LLC
Stuart Andrew Taylor
CE AWX936 - active, BGC Securities (Hong Kong) LLC
Dendi Anton
CE BQK579 - active, BGC Securities (Hong Kong) LLC
Chiraz Berkane Lavaud
CE AXG036 - ceased
Kwok Yau Cheung
CE BVX780 - ceased
Wenli Gao
CE BRP474 - ceased
Cai Zhen Ho
CE BUT332 - ceased
Shiyi Huang
CE BEQ547 - active, BGC Securities (Hong Kong) LLC
Sze Yan Lam
CE BWC597 - active, BGC Securities (Hong Kong) LLC
Qiushuo Lin
CE BEB575 - active, BGC Securities (Hong Kong) LLC
Hoi Sze Ma
CE AUW529 - active, BGC Securities (Hong Kong) LLC
Megumi Masu
CE BGQ554 - active, BGC Securities (Hong Kong) LLC
Raymond David Meenan
CE AXW269 - active, Sunrise Brokers (Hong Kong) Limited
Stephane Michel Jacob Pader
CE BNU917 - active, BGC Securities (Hong Kong) LLC
Ichiro Tagawa
CE AXX263 - active, Sunrise Brokers (Hong Kong) Limited
Shenxiong Zhou
CE AYC475 - active, BGC Securities (Hong Kong) LLC
Ivan Chung Ming Law
CE ACD844 - active, Boom Securities (H.K.) Limited
Kai Chung Lo
CE AJN343 - active, Boom Securities (H.K.) Limited
Siu Wai Lui
CE AGH559 - active, Boom Securities (H.K.) Limited
Man Kwong Tang
CE AEX178 - active, Boom Securities (H.K.) Limited
Wing Ho Chan
CE BFD134 - active, Boom Securities (H.K.) Limited
Wing Yan Tiffany Cheng
CE AVG909 - active, Boom Securities (H.K.) Limited
Chang (SFC:BUV986) Liu
CE BUV986 - active, Boom Securities (H.K.) Limited
Ming Him Tam
CE BBQ283 - active, Boom Securities (H.K.) Limited
Ming Hei Wong
CE BDJ431 - active, Boom Securities (H.K.) Limited
On Ki Wong
CE BAK702 - active, Boom Securities (H.K.) Limited
Iris See Lok Yeung
CE APG838 - active, Boom Securities (H.K.) Limited
Chi Hung Chan
CE AGL461 - active, Bosco Securities Limited
Ah Sang Lee
CE AAE816 - active, Bosco Securities Limited
Yuet Ying Lee
CE AAD924 - active, Bosco Securities Limited
Hong Shui Ng
CE BTW445 - active, Bosco Securities Limited
Kin Keung To
CE AAV462 - active, Bosco Securities Limited
Kwong Tung Wong
CE AXL541 - active, Bosco Securities Limited
Ka Po Garbo Chan
CE BUS638 - active, Bosco Securities Limited
Wu-Long Cheng
CE BCS981 - ceased
Ho San Chiang
CE AAV463 - active, Bosco Securities Limited
Emily Yuk Yu Kwong
CE ADX384 - active, Bosco Securities Limited
Mei Shan Leung
CE BIW785 - active, Bosco Securities Limited
Siu Fu Lui
CE BQG665 - active, Bosco Securities Limited
Kim Fung Ng
CE AFK559 - active, Bosco Securities Limited
Si Fung Ng
CE AAK833 - active, Bosco Securities Limited
Yuk Wah Wan
CE AAD143 - active, Bosco Securities Limited
Dou Wen
CE BXL083 - active, Bosco Securities Limited
Mei Yi Lee
CE AGH969 - active, Bank Consortium Trust Company Limited
Tak Luen Lee
CE BAU136 - active, Bank Consortium Trust Company Limited
Lik Sang Leung
CE BJZ654 - active, Bank Consortium Trust Company Limited
Lai Mui But
CE BVH472 - active, Bank Consortium Trust Company Limited
Kelvin Kai Cao
CE BPE710 - active, Bank Consortium Trust Company Limited
Chi Yin Chan
CE BVH482 - active, Bank Consortium Trust Company Limited
Hiu Tung Chan
CE BVH478 - active, Bank Consortium Trust Company Limited
Siu Pan Chan
CE BVH479 - active, Bank Consortium Trust Company Limited
Yi Chan
CE BVH474 - active, Bank Consortium Trust Company Limited
Ka Pang Cheung
CE BXA182 - active, Bank Consortium Trust Company Limited
Ho Yee Linda Chung
CE BVH473 - active, Bank Consortium Trust Company Limited
Man Wai Ho
CE BVH471 - active, Bank Consortium Trust Company Limited
Ka Ting Kwok
CE BVH481 - active, Bank Consortium Trust Company Limited
Yiu Ting Leung
CE BVH475 - active, Bank Consortium Trust Company Limited
Wing Yin Lo
CE ARD522 - active, Bank Consortium Trust Company Limited
Helen Lum
CE BVH477 - active, Bank Consortium Trust Company Limited
Yee Cheung Or
CE BVT282 - active, Bank Consortium Trust Company Limited
Wai Kei Tang
CE BVH469 - active, Bank Consortium Trust Company Limited
Ka Tat Wong
CE BVH470 - active, Bank Consortium Trust Company Limited
Wai Ho Wong
CE BVH480 - active, Bank Consortium Trust Company Limited
Hoi Yu Liza Yung
CE BVH476 - active, Bank Consortium Trust Company Limited
Wai Man Wong
CE AEZ021 - active, Black Marble Securities Limited
Dennis Kok Fu Ying
CE AVW561 - active, Black Marble Securities Limited
Lai Shi
CE BQU585 - active, Black Marble Securities Limited
Wai Kiu Ma
CE AEZ703 - active, Bear Bright Limited
Ada Hsiao Lan Wang
CE AEH682 - active, Bear Bright Limited
Kwok Chung Lee
CE AGN414 - active, Bear Bright Limited
Chi Hung Pak
CE ATB861 - active, Bear Bright Limited
Hilda Sung
CE ABN455 - active, Bear Bright Limited
Hiu Yan Wong
CE BVM635 - ceased
Hongsong Chou
CE APA703 - active, Bond Trust Limited
Charles Qin Huang
CE AEE727 - active, Bond Trust Limited
Sungryul Kim
CE AVL431 - active, Brevan Howard (Hong Kong) Limited
Andrew Keith Saxton
CE BBL053 - active, Brevan Howard (Hong Kong) Limited
Jianfang Chen
CE BEK767 - active, Brevan Howard (Hong Kong) Limited
James Edward Chilton
CE BEJ496 - active, Brevan Howard (Hong Kong) Limited
Yuk Ming Chui
CE BMS458 - active, Brevan Howard (Hong Kong) Limited
Xuefeng Duan
CE BUA265 - active, Brevan Howard (Hong Kong) Limited
Daniel William Hill
CE BFY595 - active, Brevan Howard (Hong Kong) Limited
Zidong Hu
CE BRQ877 - active, Brevan Howard (Hong Kong) Limited
Manu Kapoor
CE AZJ606 - active, Brevan Howard (Hong Kong) Limited
Varun Kodthivada
CE BXS801 - ceased
Teresa Siu Ling Lam
CE AXC395 - ceased
Yishi Lian
CE BVI452 - active, Brevan Howard (Hong Kong) Limited
Zhichuan Liu
CE BRR242 - active, Brevan Howard (Hong Kong) Limited
Eric Peter Ng
CE ARO920 - active, Brevan Howard (Hong Kong) Limited
Abhishek Pal
CE ASN918 - active, Brevan Howard (Hong Kong) Limited
Ye Yu
CE BUI502 - active, Brevan Howard (Hong Kong) Limited
Xiaonan Zhang
CE BPY496 - active, Brevan Howard (Hong Kong) Limited
Henry Hoi Yan Li
CE BGQ471 - active, Blue Pool Capital Limited
Oliver Paul Weisberg
CE AES828 - active, Blue Pool Capital Limited
Jason Banh
CE AYR985 - active, Blue Pool Capital Limited
Lucy Yi-Liang Chen
CE BXH815 - ceased
Xinxuan Chen
CE BKF807 - active, Blue Pool Capital Limited
Sonja Wing Yan Cheung
CE BSD442 - active, Blue Pool Capital Limited
Weifeng Du
CE AVV544 - active, Blue Pool Capital Limited
Fang Li
CE AXV314 - active, Blue Pool Capital Limited
Jiayi Lou
CE BEV723 - active, Blue Pool Capital Limited
Tammy Tim Ming Poon
CE AYT407 - active, Blue Pool Capital Limited
Weiwei Wang
CE BPY842 - active, Blue Pool Capital Limited
Binjie Wei
CE BQI436 - ceased
Christopher Charles Wu
CE BDV258 - active, Blue Pool Capital Limited
Yue Wu
CE BJI583 - ceased
Menghan Xiong
CE BQC706 - active, Blue Pool Capital Limited
Ying Yang
CE BQT586 - active, Blue Pool Capital Limited
Jennifer Wai Luen Yung
CE BUB177 - active, Blue Pool Capital Limited
Linyue Zhang
CE BNE751 - active, Blue Pool Capital Limited
Wei (SFC:BBP480) Zhang
CE BBP480 - active, Blue Pool Capital Limited
Kin Yee Poon
CE AXG837 - active, BaoQiao Partners Capital Limited
Yu Tak Yim
CE AIR501 - active, BaoQiao Partners Capital Limited
Xiaoya Jiang
CE BUU007 - active, BaoQiao Partners Capital Limited
Jianing Wei
CE BXO349 - active, BaoQiao Partners Capital Limited
Sung Biu Bill Lawrence Chiu
CE ANJ016 - active, BNY Mellon Investment Management Hong Kong Limited
Chad Matthew Francis Davies
CE BGV499 - active, BNY Mellon Investment Management Hong Kong Limited
Tak Ching Luk
CE BRY398 - active, BNY Mellon Investment Management Hong Kong Limited
Doni Shamsuddin
CE AZB289 - active, BNY Mellon Investment Management Hong Kong Limited
Kai Yu
CE AUQ952 - active, BNY Mellon Investment Management Hong Kong Limited
Ka Ian Ao Ieong
CE AZX999 - active, BNY Mellon Investment Management Hong Kong Limited
Clarence Choon Wei Chan
CE AVW223 - active, BNY Mellon Investment Management Hong Kong Limited
Mo Yan Chan
CE BCI303 - active, BNY Mellon Investment Management Hong Kong Limited
Zixuan Chen
CE BPT986 - active, BNY Mellon Investment Management Hong Kong Limited
Barnaby Leonard Jones
CE BMN484 - active, BNY Mellon Investment Management Hong Kong Limited