Joffee Wai Ki Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joffee Wai Ki Chan (陳慧琪), a licensed Representative with CE reference AZN568. Currently licensed at 1 firm(s): Aurora Borealis Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 9 - Asset management | 2021-01-12 | present |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | present |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2016-05-10 | 2018-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joffee Wai Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.