Joffee Wai Ki Chan
陳慧琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joffee Wai Ki Chan (陳慧琪), CE reference AZN568. Currently licensed at 1 firm(s): Aurora Borealis Investment Services Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 9 — Asset management | 2021-01-12 | present |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | present |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2016-05-10 | 2018-08-17 |