Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Shu Haur Tang
CE BNY205 - active, Ares Management Asia (Hong Kong) Limited
Wan Yi Chloe Tang
CE BTG668 - active, Ares Management Asia (Hong Kong) Limited
Venus Kai Yan Tse
CE BQQ098 - active, Ares Management Asia (Hong Kong) Limited
Kota Uchino
CE BVL601 - active, Ares Management Asia (Hong Kong) Limited
Sophia Widjaja
CE ASO710 - ceased
Chun Wah Wong
CE AUP359 - active, Ares Management Asia (Hong Kong) Limited
Bing Huan Kirby Xie
CE BPW967 - active, Ares Management Asia (Hong Kong) Limited
Yucheng Xu
CE BBP676 - active, Ares Management Asia (Hong Kong) Limited
Zhizhong Yang
CE ACO050 - active, Ares Management Asia (Hong Kong) Limited
Xiuping Ye
CE BRV505 - active, Ares Management Asia (Hong Kong) Limited
Alastair Kwok Shu Yeung
CE AYH840 - active, Ares Management Asia (Hong Kong) Limited
Qiuye Yu
CE BSW426 - active, Ares Management Asia (Hong Kong) Limited
Keisuke Yuba
CE BTM784 - active, Ares Management Asia (Hong Kong) Limited
Min Jae Yun
CE BKM223 - active, Ares Management Asia (Hong Kong) Limited
Yuanfu Zhang
CE BAC429 - active, Ares Management Asia (Hong Kong) Limited
Xiaotian Zhao
CE BKH678 - active, Ares Management Asia (Hong Kong) Limited
Jing Zhong
CE BHU874 - active, Ares Management Asia (Hong Kong) Limited
Jun Zhu
CE BQT514 - active, Ares Management Asia (Hong Kong) Limited
Kam Kuen Lee
CE BJD608 - active, ASA Securities Limited
Yuen Ki Ng
CE BFB096 - active, ASA Securities Limited
Xin Liu
CE BOD614 - active, ASA Securities Limited
Tak Shun Ngai
CE AMN831 - active, ASA Securities Limited
Haimeng Zou
CE BTR722 - ceased
Sau Tung Lam
CE APS739 - active, ASCENDANT SECURITIES (HK) LIMITED
Kin Chung Wan
CE BMG887 - active, ASCENDANT SECURITIES (HK) LIMITED
Christopher Tu Hsin Chen
CE AZB705 - active, American Century Investment Management (Asia Pacific) Limited
Yik Shan Cheung
CE APP580 - active, American Century Investment Management (Asia Pacific) Limited
Thomas Antony Clapham
CE AOC719 - active, American Century Investment Management (Asia Pacific) Limited
Jun Ku Kim
CE BJA747 - active, American Century Investment Management (Asia Pacific) Limited
Halim Lee
CE BOP329 - active, American Century Investment Management (Asia Pacific) Limited
Betty Pui San Ng
CE AND629 - active, American Century Investment Management (Asia Pacific) Limited
Shu Wai Pang
CE BOJ969 - active, American Century Investment Management (Asia Pacific) Limited
Yingqi Yang
CE BQD383 - active, American Century Investment Management (Asia Pacific) Limited
Aditya-Jayaraman
CE BRK987 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Stefano Chao
CE BNN751 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Andrea Ciaccio
CE AXC973 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Jyoti Jain
CE BMS686 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Joanne Ting Kwong
CE ARN436 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Fengqing Lu
CE BJC209 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Noriko Miyamoto
CE BDP814 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Ashis Kumar Sengupta
CE AUI272 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Lei Shi
CE BWT756 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Jagdish Prashad Upadhyaya
CE BSL789 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Hsien-Yu Yang
CE AUC293 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Mei Zhang
CE ACX158 - active, An Zhong (AZ) Investment Management Hong Kong Limited
Cheuk Wa Chan
CE AKQ399 - active, Ark Group Holdings (Hong Kong) Limited
Tsun Man Kwan
CE AWA326 - active, Ark Group Holdings (Hong Kong) Limited
Qing Pan
CE BST157 - active, Ark Group Holdings (Hong Kong) Limited
Peng Wei
CE BWN086 - active, Ark Group Holdings (Hong Kong) Limited
Wai Kar Wong
CE AJE109 - active, Ark Group Holdings (Hong Kong) Limited
Hao Yin
CE BUN757 - active, Ark Group Holdings (Hong Kong) Limited
Qian Zhou
CE BQH378 - active, Ark Group Holdings (Hong Kong) Limited
Kuncai Chen
CE BTZ263 - active, Ark Group Holdings (Hong Kong) Limited
Qi Chen
CE BGE480 - active, Ark Group Holdings (Hong Kong) Limited
Sixian Chen
CE BVF400 - active, Ark Group Holdings (Hong Kong) Limited
Xi Chen
CE BVK291 - active, Ark Group Holdings (Hong Kong) Limited
Kwong Fat Cheng
CE BVG173 - active, Ark Group Holdings (Hong Kong) Limited
Yu Cheng
CE BTV172 - active, Ark Group Holdings (Hong Kong) Limited
Sum Ching
CE BPL761 - active, Ark Group Holdings (Hong Kong) Limited
Po Wai Chong
CE BUX114 - active, Ark Group Holdings (Hong Kong) Limited
Lam Lam Jane Chow
CE BMA935 - active, Ark Group Holdings (Hong Kong) Limited
Jinhuan Cui
CE BTD527 - active, Ark Group Holdings (Hong Kong) Limited
Lili Dong
CE BXS929 - active, Ark Group Holdings (Hong Kong) Limited
Xiaoheng Feng
CE BWO817 - active, Ark Group Holdings (Hong Kong) Limited
Lina Gong
CE BVS032 - active, Ark Group Holdings (Hong Kong) Limited
Zhaozi Gong
CE BVV961 - active, Ark Group Holdings (Hong Kong) Limited
Jiarui Gu
CE BVW773 - active, Ark Group Holdings (Hong Kong) Limited
Yijun Gu
CE BVQ858 - active, Ark Group Holdings (Hong Kong) Limited
Yu Gu
CE BXP983 - active, Ark Group Holdings (Hong Kong) Limited
Ruliang Guo
CE BWG874 - ceased
Fang He
CE BUD451 - active, Ark Group Holdings (Hong Kong) Limited
Shihui He
CE BVI693 - active, Ark Group Holdings (Hong Kong) Limited
Shihui (SFC:BUL998) He
CE BUL998 - active, Ark Group Holdings (Hong Kong) Limited
Ya Ting Hsu
CE BJY695 - active, Ark Group Holdings (Hong Kong) Limited
Xiaoshuang Hua
CE BWZ764 - active, Ark Group Holdings (Hong Kong) Limited
Rui Huan
CE BUO096 - active, Ark Group Holdings (Hong Kong) Limited
Feizhi Huang
CE BUZ414 - active, Ark Group Holdings (Hong Kong) Limited
Hao Huang
CE BXE731 - active, Ark Group Holdings (Hong Kong) Limited
Taihsiang Huang
CE BRO363 - active, Olive Asset Management (Hong Kong) Limited
Yanbing Huang
CE BUE680 - active, Ark Group Holdings (Hong Kong) Limited
Shuyu Huo
CE BXJ404 - active, Ark Group Holdings (Hong Kong) Limited
Beilei Jiang
CE BVF374 - active, Ark Group Holdings (Hong Kong) Limited
Xuejiao Jiang
CE BVP764 - active, Ark Group Holdings (Hong Kong) Limited
Yan Jiang
CE BVO415 - active, Ark Group Holdings (Hong Kong) Limited
Feng Jin
CE BWC075 - active, Ark Group Holdings (Hong Kong) Limited
Cheuk Yiu Lam
CE BPX840 - active, Ark Group Holdings (Hong Kong) Limited
Qi Lan
CE BUP045 - ceased
Haipeng Li
CE BXJ419 - active, Ark Group Holdings (Hong Kong) Limited
Jing Li
CE BUS385 - active, Ark Group Holdings (Hong Kong) Limited
Shiyao Li
CE BXE651 - active, Ark Group Holdings (Hong Kong) Limited
Zhifeng Lian
CE BWI625 - active, Ark Group Holdings (Hong Kong) Limited
Xinyuan Liang
CE BVO492 - active, Ark Group Holdings (Hong Kong) Limited
Yu Liang
CE BWC546 - active, Ark Group Holdings (Hong Kong) Limited
Zhu Liang
CE BVZ070 - active, Ark Group Holdings (Hong Kong) Limited
Meiyan Liao
CE BXH416 - active, Ark Group Holdings (Hong Kong) Limited
Yuzheng Liao
CE BWI462 - active, Ark Group Holdings (Hong Kong) Limited
Xiangyu Lin
CE BUQ891 - active, Ark Group Holdings (Hong Kong) Limited
Jie Ling
CE BVS578 - active, Ark Group Holdings (Hong Kong) Limited
Chang Liu
CE BVW841 - ceased
Qianli Liu
CE BXO022 - active, Ark Group Holdings (Hong Kong) Limited
Tengfei Liu
CE BVY539 - active, Olive Asset Management (Hong Kong) Limited
Xiaojun Liu
CE BSM217 - active, Ark Group Holdings (Hong Kong) Limited
Yang Liu
CE BVI745 - ceased
Yanling Liu
CE BUV887 - active, Ark Group Holdings (Hong Kong) Limited
Huiwei Lu
CE BUG013 - active, Ark Group Holdings (Hong Kong) Limited
Erli Luo
CE BXA627 - active, Ark Group Holdings (Hong Kong) Limited
Michelle Hiu Nga Ma
CE AWE190 - active, Ark Group Holdings (Hong Kong) Limited
Qi Ma
CE BQG684 - ceased
Xinping Ma
CE BUD326 - ceased
Qifeng Mao
CE BUK921 - active, Olive Asset Management (Hong Kong) Limited
Huayang Ni
CE BXE055 - active, Ark Group Holdings (Hong Kong) Limited
Zefeng Ni
CE BXN760 - active, Ark Group Holdings (Hong Kong) Limited
Jihong Pang
CE BXE663 - active, Ark Group Holdings (Hong Kong) Limited
Na Peng
CE BTY209 - active, Ark Group Holdings (Hong Kong) Limited
Lei Qi
CE BVF647 - active, Ark Group Holdings (Hong Kong) Limited
Wanru Qian
CE BUI592 - active, Ark Group Holdings (Hong Kong) Limited
Jing Qiu
CE BWN410 - active, Ark Group Holdings (Hong Kong) Limited
Shichao Qiu
CE BXC575 - active, Ark Group Holdings (Hong Kong) Limited
Yingying Ren
CE BWQ951 - active, Ark Group Holdings (Hong Kong) Limited
Jingjing Shan
CE BXM699 - active, Ark Group Holdings (Hong Kong) Limited
Ching Li Shih
CE BUV908 - active, Ark Group Holdings (Hong Kong) Limited
Chun Kuang Shih
CE BUL898 - active, Ark Group Holdings (Hong Kong) Limited
Kam Chung Kelvin So
CE BEA829 - active, Olive Asset Management (Hong Kong) Limited
Ting Sau So
CE BBW585 - active, Ark Group Holdings (Hong Kong) Limited
Haolin Song
CE BWZ189 - active, Ark Group Holdings (Hong Kong) Limited
Xiangwen Sun
CE BVT832 - active, Ark Group Holdings (Hong Kong) Limited
Diana Tai
CE BTA134 - active, Ark Group Holdings (Hong Kong) Limited
Cheung Wan Tam
CE BDO128 - active, Ark Group Holdings (Hong Kong) Limited
Wenhong Tan
CE BVM445 - active, Olive Asset Management (Hong Kong) Limited
Sherlock Tze Lok Tang
CE BSM499 - active, Olive Asset Management (Hong Kong) Limited
Jialiang Tao
CE BVF439 - active, Ark Group Holdings (Hong Kong) Limited
Hung Ting
CE BQE815 - active, Ark Group Holdings (Hong Kong) Limited
Siu Fung To
CE BTU873 - active, Ark Group Holdings (Hong Kong) Limited
Gang Wang
CE BWW585 - active, Ark Group Holdings (Hong Kong) Limited
Jiayu Wang
CE BUY851 - active, Ark Group Holdings (Hong Kong) Limited
Lixun Wang
CE BWW246 - ceased
Shiyu Wang
CE BUI473 - active, Ark Group Holdings (Hong Kong) Limited
Xiaoxian Wang
CE BTX504 - active, Ark Group Holdings (Hong Kong) Limited
Yanli Wang
CE BUB993 - active, Olive Asset Management (Hong Kong) Limited
Zhen Wang
CE BWF705 - active, Ark Group Holdings (Hong Kong) Limited
Zhicong Wang
CE BTS747 - active, Ark Group Holdings (Hong Kong) Limited
Chun Fung Wong
CE BUB882 - ceased
Tang Wai Wong
CE BUB881 - active, Ark Group Holdings (Hong Kong) Limited
Dairong Wu
CE BWZ970 - active, Ark Group Holdings (Hong Kong) Limited
Kan Wu
CE BVO551 - active, Ark Group Holdings (Hong Kong) Limited
Qiuxia Wu
CE BWH115 - active, Ark Group Holdings (Hong Kong) Limited
Si Xi
CE BXA796 - active, Ark Group Holdings (Hong Kong) Limited
Enyu Xie
CE BUL988 - active, Ark Group Holdings (Hong Kong) Limited
Yingwu Xie
CE BVA294 - active, Ark Group Holdings (Hong Kong) Limited
Huachen Xu
CE BTS870 - active, Ark Group Holdings (Hong Kong) Limited
Huachen (SFC:BWI520) Xu
CE BWI520 - active, Ark Group Holdings (Hong Kong) Limited
Jiayi Xu
CE BUZ334 - active, Ark Group Holdings (Hong Kong) Limited
Jie Xu
CE BVP529 - ceased
Ke Xu
CE BWI510 - active, Ark Group Holdings (Hong Kong) Limited
Lan Xu
CE BVY705 - active, Ark Group Holdings (Hong Kong) Limited
Yiyuan Xu
CE BVH709 - active, Ark Group Holdings (Hong Kong) Limited
Lanhao Xue
CE BWP810 - active, Ark Group Holdings (Hong Kong) Limited
Na Yang
CE BWO137 - active, Ark Group Holdings (Hong Kong) Limited
Junlei Ye
CE BVE035 - active, Ark Group Holdings (Hong Kong) Limited
Wing Shan Yim
CE BGP739 - active, Ark Group Holdings (Hong Kong) Limited
Yan Yu
CE BVI892 - active, Ark Group Holdings (Hong Kong) Limited
Jiawen Zhai
CE BWE518 - active, Ark Group Holdings (Hong Kong) Limited
Boya Zhang
CE BVO649 - active, Ark Group Holdings (Hong Kong) Limited
Haiqi Zhang
CE BXH112 - active, Ark Group Holdings (Hong Kong) Limited
Jingchen Zhang
CE BVI255 - active, Ark Group Holdings (Hong Kong) Limited
Tianli Zhang
CE BVK804 - ceased
Xiaozhou Zhang
CE BUW163 - active, Ark Group Holdings (Hong Kong) Limited
Yicong Zhang
CE BUI163 - ceased
Tianhui Zhao
CE BRQ278 - active, Ark Group Holdings (Hong Kong) Limited
Xin Zhao
CE BWW852 - active, Ark Group Holdings (Hong Kong) Limited
Chunyang Zheng
CE BVM711 - active, Ark Group Holdings (Hong Kong) Limited
Song Zheng
CE BXS096 - active, Ark Group Holdings (Hong Kong) Limited
Yating Zhong
CE BVL760 - active, Ark Group Holdings (Hong Kong) Limited
Hao Zhou
CE BBD871 - ceased
Quan Zhou
CE BVI092 - active, Ark Group Holdings (Hong Kong) Limited
Fangqun Zhu
CE BWL337 - active, Ark Group Holdings (Hong Kong) Limited
Hao Zhu
CE BWA571 - active, Ark Group Holdings (Hong Kong) Limited
Kai Zhu
CE BUB070 - active, Ark Group Holdings (Hong Kong) Limited
Mingcan Zhu
CE BVH039 - active, Ark Group Holdings (Hong Kong) Limited
Qizhang Zhuang
CE BVI112 - active, Ark Group Holdings (Hong Kong) Limited
Ching Sze Chan
CE BKC521 - active, Ascalon Capital Limited
Luke Peter Moore
CE BDK855 - active, Ascalon Capital Limited
Isaac Kirby Poole
CE BMW398 - active, Ascalon Capital Limited
Louise Liu
CE BPE504 - active, Ascalon Capital Limited
Florence Lucy Savage
CE BQC384 - active, Ascalon Capital Limited
Guqiao Chen
CE AQZ559 - active, Courage Capital Limited
Yiqiu Han
CE ANC095 - active, Avalok Capital Limited
Lee Kuen Tse
CE AXO645 - active, Avalok Capital Limited
Lingzi Yang
CE BGC783 - active, Avalok Capital Limited
Yiqiao Chen
CE BIG732 - active, Courage Capital Limited
Lipeng Dai
CE BNB025 - active, Avalok Capital Limited
Haoxing Gao
CE BLR563 - active, Avalok Capital Limited
Saijun Zhang
CE BVQ078 - active, Avalok Capital Limited
Keith Yu Kai Chan
CE BGE398 - active, Amasse Capital Limited
Yiu Chung Lai
CE BEV720 - active, Amasse Asset Management Limited
Ting Lok Lam
CE AFT214 - active, Amasse Asset Management Limited
Wing Lam Lau
CE AXY063 - active, Amasse Asset Management Limited
Raymond Mun Lam Lo
CE ABY583 - active, Amasse Capital Limited
Chui Shan Mok
CE BCW529 - active, Amasse Capital Limited
Kwong Wan Tsang
CE AKX048 - active, Amasse Capital Limited
William Wai Lun Ip
CE AEK747 - active, Amasse Capital Limited
Chun Shun Tse
CE BEV725 - active, Amasse Capital Limited
Hung-Wei Sung
CE BGG701 - active, Annum Asset Management (Hong Kong) Limited
Wen Xiao
CE BJU213 - active, Annum Asset Management (Hong Kong) Limited
Pak Sze Au
CE ARJ810 - active, Annum Asset Management (Hong Kong) Limited
Jin Yi Li
CE BTO854 - active, Annum Asset Management (Hong Kong) Limited
Tzu Ning Liu
CE BTO970 - active, Annum Asset Management (Hong Kong) Limited
Kin Fan Karena Lo
CE BXE579 - active, Annum Asset Management (Hong Kong) Limited
Samson Yiu Cho Lui
CE ABE957 - active, Annum Asset Management (Hong Kong) Limited
Ofra Sueh Hung Ou
CE AME527 - active, Annum Asset Management (Hong Kong) Limited
Yan Yi Seipelt
CE BQC450 - active, Annum Asset Management (Hong Kong) Limited
Chun Wai Shum
CE APF965 - active, Annum Asset Management (Hong Kong) Limited
Chun Wing Sze
CE BWP697 - active, Annum Asset Management (Hong Kong) Limited
Hao-Wei Ting
CE AJN350 - active, Annum Asset Management (Hong Kong) Limited
Yu Wei
CE BPL275 - active, Annum Asset Management (Hong Kong) Limited
Chin Wing Michelle Wong
CE BUV102 - active, Annum Asset Management (Hong Kong) Limited
Yujie Xu
CE AHR503 - active, Annum Asset Management (Hong Kong) Limited
Mingfei Yu
CE BSI728 - active, Annum Asset Management (Hong Kong) Limited
Wing Hoi Ng
CE ASH955 - active, Avantua Capital Management Limited
Yi Qi
CE BSM068 - active, Avantua Capital Management Limited
Tong Zhao
CE BHR770 - active, Avantua Capital Management Limited
Dongming Li
CE BSX782 - active, Avantua Capital Management Limited
Shiliang Li
CE BQR384 - active, Avantua Capital Management Limited
Congliang Liu
CE BVX098 - ceased
Shu Zhang
CE BVN875 - active, Avantua Capital Management Limited
Alyssa Sui Wa Ng
CE AEE670 - active, Alliance Capital Partners Limited
David Hon Yee Tsang
CE ACH258 - active, Alliance Capital Partners Limited
Yat On Yew
CE AFC591 - active, Alliance Capital Partners Limited
Ka Yin Gary Ka
CE BTO800 - active, Alliance Capital Partners Limited
Ying Kin Lee
CE AUO103 - active, South China Securities Limited
Eric Scott Greenberg
CE ANQ288 - active, Ascent Capital Advisors Limited
Fergus Michael Lynch
CE AZT328 - active, Ascent Capital Advisors Limited
Shing Sat Ho
CE BPU221 - active, Ascent Capital Advisors Limited
Chun Lok Wong
CE BQE761 - active, Ally Bridge Group (HK) Limited
Fan Yu
CE AEE377 - active, Ally Bridge Group (HK) Limited
Yu Ting Chau
CE AXS321 - active, Ally Bridge Group (HK) Limited
Zhongxuan Fu
CE BTA301 - active, Ally Bridge Group (HK) Limited
Mo Wang
CE BSC613 - active, Ally Bridge Group (HK) Limited
Shan-Ju Yeh
CE APH120 - active, Ally Bridge Group (HK) Limited
Tomo-Hito Cheung
CE AUS139 - active, AP Capital Management (Hong Kong) Limited
Chun Ning Choi
CE ATS068 - ceased
Wing Yu Chan
CE AZE467 - active, AP Capital Management (Hong Kong) Limited
Sheung Yan Ho
CE BSI859 - active, AP Capital Management (Hong Kong) Limited
Siyun Huang
CE BSQ935 - active, AP Capital Management (Hong Kong) Limited
Wai Yin Lee
CE AFZ879 - active, AP Capital Management (Hong Kong) Limited
Shu Hui Yang
CE BJG892 - active, AP Capital Management (Hong Kong) Limited
Fangyuan Zhao
CE BKS137 - active, AP Capital Management (Hong Kong) Limited
Kunming Zhao
CE BJJ372 - active, AP Capital Management (Hong Kong) Limited
Joseph Koon Chung Chang
CE AHV465 - active, AlpInvest Partners Limited
Amit Sachdeva
CE BIB386 - active, AlpInvest Partners Limited