Tony Wing Chuen Poon
潘永全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Wing Chuen Poon (潘永全), CE reference ACJ392. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2020-08-21 | present |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-23 | 2019-03-29 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2004-11-09 | 2011-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-11-09 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |