Wai Hung Law

羅偉雄
CE No. AVZ536 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Law (羅偉雄), a licensed Responsible Officer with CE reference AVZ536. Currently licensed at 1 firm(s): AP Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
AP Capital Limited RO Type 1 - Dealing in securities 2023-08-22 present
AP Capital Limited RO Type 4 - Advising on securities 2022-11-30 present
AP Capital Limited RO Type 9 - Asset management 2022-11-30 present
AP Capital Limited Rep Type 4 - Advising on securities 2022-11-02 2022-11-30
AP Capital Limited Rep Type 9 - Asset management 2022-11-02 2022-11-30
Pixiu Asset Management Limited
富瑞資產管理有限公司(以容韜資本名義經營業務)
RO Type 4 - Advising on securities 2018-11-14 2022-10-14
Pixiu Asset Management Limited
富瑞資產管理有限公司(以容韜資本名義經營業務)
RO Type 9 - Asset management 2018-11-14 2022-10-14
Pixiu Asset Management Limited
富瑞資產管理有限公司(以容韜資本名義經營業務)
Rep Type 4 - Advising on securities 2018-10-11 2018-11-14
Pixiu Asset Management Limited
富瑞資產管理有限公司(以容韜資本名義經營業務)
Rep Type 9 - Asset management 2018-10-11 2018-11-14
Shacom Securities Limited
上銀證券有限公司
RO Type 1 - Dealing in securities 2014-06-19 2018-10-02
Shacom Securities Limited
上銀證券有限公司
RO Type 4 - Advising on securities 2014-06-19 2018-10-02

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