Chaohua Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaohua Lu (路超華), a licensed Responsible Officer with CE reference BNB594. Currently licensed at 1 firm(s): Aqua Capital Strategy Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-13 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 4 - Advising on securities | 2021-06-17 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 9 - Asset management | 2021-06-17 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
Rep | Type 9 - Asset management | 2021-04-21 | 2021-06-17 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 - Asset management | 2020-03-11 | 2021-03-15 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2018-07-23 | 2018-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chaohua Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.