Siu Ling Au
區少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Au (區少玲), a licensed Responsible Officer with CE reference ACO196. Currently licensed at 1 firm(s): AFG Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-03 | present |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-04 | 2017-07-31 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-05-04 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ling Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Chu Ho | Fairwin Broking Limited | 2003–2017 |
| Shui Gee Lucy Lu | Fairwin Broking Limited | 2003–2017 |
| David Yau Wai Kwong | Fairwin Broking Limited | 2003–2017 |
| Yu Pun Ng | Fairwin Broking Limited | 2003–2017 |
| Wing Kwan Woo | Fairwin Broking Limited | 2003–2017 |
| Wing Si Chow | AFG Securities Limited | 2018–2025 |
| Chi Fung Lau | AFG Securities Limited | 2019–present |
| Hui Sun Lee | Fairwin Broking Limited | 2006–2012 |
| Man Lai | AFG Securities Limited | 2017–2019 |
| Yuk Kuen Kwok | Fairwin Broking Limited | 2003–2005 |
| Chi Kin Yip | AFG Securities Limited | 2025–present |
| Joseph Bing Tong Kam | Fairwin Broking Limited | 2012–2016 |
| King Ho Cheung | Fairwin Broking Limited | 2013–2014 |
| Ka Ying Li | Fairwin Broking Limited | 2016–2017 |
| Moon Kwong Tsui | Fairwin Broking Limited | 2016–2017 |
| Chenxi Ye | Fairwin Broking Limited | 2017 |
| Kit Man Lau | Fairwin Broking Limited | 2017 |
| Tak Wing Lung | Fairwin Broking Limited | 2017 |
| Tsz King Ip | Fairwin Broking Limited | 2016 |
| Godfrey Yan Chi Kwong | Fairwin Broking Limited | 2010 |