Benjamin Tsi Bun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Tsi Bun Lee (李錫斌), a licensed Responsible Officer with CE reference AQM594. Currently licensed at 1 firm(s): Awaken Thunder Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 - Advising on securities | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 - Asset management | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-03 | 2024-07-04 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-03 | 2024-07-04 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 - Asset management | 2024-05-03 | 2024-07-04 |
| XHK Limited | RO | Type 1 - Dealing in securities | 2022-10-18 | 2023-10-19 |
| XHK Limited | RO | Type 2 - Dealing in futures contracts | 2022-10-18 | 2023-10-19 |
| XHK Limited | Rep | Type 1 - Dealing in securities | 2022-06-21 | 2022-10-18 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-25 | 2022-03-31 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-01-25 | 2022-03-31 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 9 - Asset management | 2022-01-25 | 2022-03-31 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-30 | 2021-12-30 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-06-30 | 2021-12-30 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2019-11-18 | 2020-09-30 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-18 | 2020-07-02 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2019-02-18 | 2020-09-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2018-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-02 | 2018-12-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-01 | 2014-02-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-19 | 2013-06-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-19 | 2013-06-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-16 | 2012-04-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2012-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Tsi Bun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.