David Man Kwong Lam
林文光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Man Kwong Lam (林文光), CE reference ADI854. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-10-05 | 2025-03-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 — Advising on securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-06 | 2018-10-11 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-06 | 2018-10-11 |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2018-07-23 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2018-05-10 | 2018-07-23 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2016-11-02 | 2017-11-27 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2013-05-28 |