David Man Kwong Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Man Kwong Lam (林文光), a licensed Representative with CE reference ADI854. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 4 - Advising on securities | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 9 - Asset management | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 1 - Dealing in securities | 2021-10-05 | 2025-03-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 - Advising on securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-06 | 2018-10-11 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-06 | 2018-10-11 |
| Arete Capital Asia Limited |
Rep | Type 1 - Dealing in securities | 2018-05-10 | 2018-07-23 |
| Arete Capital Asia Limited |
Rep | Type 4 - Advising on securities | 2018-05-10 | 2018-07-23 |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2016-11-02 | 2017-11-27 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2013-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Man Kwong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.