Wenting Shi
史文婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenting Shi (史文婷), a licensed Representative with CE reference BKX436. Currently licensed at 1 firm(s): Antarctica Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Antarctica Asset Management (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2024-05-06 | present |
| Antarctica Asset Management (Asia) Limited |
Rep | Type 4 — Advising on securities | 2021-07-15 | present |
| Antarctica Asset Management (Asia) Limited |
Rep | Type 9 — Asset management | 2021-07-15 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-12 | 2021-06-01 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-12 | 2021-06-01 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-16 | 2021-01-15 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-16 | 2021-01-15 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-15 | 2021-01-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-15 | 2020-01-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2020-01-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-29 | 2020-01-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2018-05-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-12 | 2018-05-11 |