Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ruixuan Gong
CE BRF995 - active, Ark Securities (Hong Kong) Limited
Wing Hing Ng
CE BHB451 - active, Ark Securities (Hong Kong) Limited
Charles Kar Jon Sun
CE BGY848 - active, Ark Securities (Hong Kong) Limited
Linglin Xu
CE BOR138 - active, Ark Futures (Hong Kong) Limited
Kit Sim Soo
CE BUD013 - active, Ark Securities (Hong Kong) Limited
Xianle Xiao
CE BWY678 - active, Ark Securities (Hong Kong) Limited
Linda Zheng
CE BWY679 - active, Ark Securities (Hong Kong) Limited
Hong Chun Choi
CE BBX313 - active, Amova Asset Management Hong Kong Limited
Timothy Love Greaton
CE ABN601 - active, Amova Asset Management Hong Kong Limited
Yeu Huan Lai
CE AJK602 - active, Amova Asset Management Hong Kong Limited
Kiyotaka Ryu
CE BOG009 - active, Amova Asset Management Hong Kong Limited
Shuk Yee Stephanie Chan
CE ARD372 - active, Amova Asset Management Hong Kong Limited
Kyung Il Chung
CE BFA433 - active, Amova Asset Management Hong Kong Limited
Yizhong Du
CE APD351 - active, Amova Asset Management Hong Kong Limited
Ka Chun Wong
CE BPI985 - active, Amova Asset Management Hong Kong Limited
Kam On Chung
CE BEO789 - active, Ample Capital Limited
Kit Ying Law
CE AKO945 - active, Ample Capital Limited
Hok Fung Li
CE BGM816 - ceased
Fang Liu
CE AWZ245 - active, Ample Capital Limited
Tsz Fung Mak
CE BGL256 - active, Ample Capital Limited
Chi Lung Tam
CE APQ276 - ceased
Howard Ho Wai Tang
CE ADQ936 - active, Ample Capital Limited
Matthew Ka Chun Wong
CE BJI728 - active, Ample Capital Limited
Tsz Kam Chan
CE BJP431 - active, Ample Capital Limited
J Fung Edward Lam
CE BKD943 - active, Ample Capital Limited
Chyuan Ching Lee
CE BNJ505 - active, Ample Capital Limited
Ka Yi Ng
CE BVT595 - active, Ample Capital Limited
Ping Yu Suen
CE AYK671 - active, Ample Capital Limited
Michael Yiu Ming Tang
CE AAP252 - active, Ample Capital Limited
Hao Chen
CE ATB830 - active, AJ Futures Limited
Hin Pan Tsang
CE AZY145 - active, AJ Asset Management Limited
Luyin Wu
CE ARK024 - active, AJ Futures Limited
Jianjun Hu
CE BPP292 - active, AJ SECURITIES LIMITED
Dongmei Li
CE BWB718 - active, AJ SECURITIES LIMITED
Jia Li
CE BOG077 - active, AJ SECURITIES LIMITED
Yuqi Yang
CE BTZ071 - active, AJ SECURITIES LIMITED
Hsun Fang Chang
CE ANP491 - active, Asia Pacific Securities Limited
Sui Ying Chin
CE APR030 - active, Asia Pacific Securities Limited
Ping Sun Li
CE AHN494 - active, Asia Pacific Financial Capital Limited
Chung Wah Ho
CE ADH040 - active, Asia Pacific Securities Limited
Yiu Sun Lee
CE AAJ472 - active, Asia Pacific Securities Limited
Ling Fai Then
CE BMX466 - active, Asia Pacific Securities Limited
Raymond Sung Yiu Cheung
CE AKS993 - active, Altruist Financial Group Limited
Aimee Nga Yee Chow
CE ARH150 - active, Altruist Financial Group Limited
Ka Hing Kwok
CE ALN862 - active, Altruist Financial Group Limited
Choy Yee Chan
CE AGA358 - active, Altruist Financial Group Limited
Alsia Mei Wah Chan
CE ATO790 - active, Altruist Financial Group Limited
Wai Ling Chan
CE BHW840 - active, Shanggu Asset Management (Asia) Limited
Ho Ka Chau
CE BWH693 - active, Altruist Financial Group Limited
Mo Lim Rose Cheng
CE BWD110 - active, Altruist Financial Group Limited
Stephanie Iek Bing Chiong
CE BAG252 - active, Altruist Financial Group Limited
Hang Ying Cho
CE APG464 - active, Altruist Financial Group Limited
Addy Tak Yin Choi
CE ALQ664 - active, Altruist Financial Group Limited
Yip Kwok Choi
CE AYW336 - active, Altruist Financial Group Limited
Wing Yan Chung
CE AOT526 - active, Altruist Financial Group Limited
Beatrice Siu Man Fan
CE ALN834 - active, Altruist Financial Group Limited
Kwai Fa Hon
CE ASL681 - active, Altruist Financial Group Limited
Christina Kwai Ngan Hui
CE ARJ542 - active, Altruist Financial Group Limited
Kam Wah Ip
CE ASW805 - active, Altruist Financial Group Limited
Sandy Miu Wan Kam
CE ANW850 - active, Altruist Financial Group Limited
Lai Ming Kong
CE BSD756 - active, Altruist Financial Group Limited
Wai Ha Kwok
CE AJN155 - active, Altruist Financial Group Limited
Vilia Wan Ying Kwok
CE BMH485 - active, Altruist Financial Group Limited
Henry Kai Kin Lau
CE ANQ966 - active, Altruist Financial Group Limited
Man Kit Lee
CE ARW621 - active, Altruist Financial Group Limited
Candy Suet Mui Lee
CE AKS951 - active, Altruist Financial Group Limited
Ching Wah Lei
CE ASW838 - active, Altruist Financial Group Limited
Ivy Yip Ping Leung
CE ATB715 - active, Altruist Financial Group Limited
Chung Lun Li
CE BHJ654 - active, Altruist Financial Group Limited
Kent Wai Kin Lo
CE AOA404 - active, Altruist Financial Group Limited
Yuen Han Betty Lo
CE AZX601 - active, Altruist Financial Group Limited
Yik Woon Lui
CE AQU407 - active, Altruist Financial Group Limited
Lai Ling Ma
CE AQU405 - active, Altruist Financial Group Limited
Kwok Wing Man
CE AND826 - active, Altruist Financial Group Limited
Ka Shing Ng
CE AYX141 - active, Altruist Financial Group Limited
Shing Shun Sat
CE AOS010 - active, Altruist Financial Group Limited
Lai Yan Tsui
CE AOV388 - active, Altruist Financial Group Limited
Lai Man Wai
CE AJN953 - active, Altruist Financial Group Limited
So Ying Wong
CE ALS654 - active, Altruist Financial Group Limited
Yuk Ming Wong
CE AMF526 - active, Altruist Financial Group Limited
Kenneth Cheuk Yam Yip
CE AQJ708 - active, Altruist Financial Group Limited
Selandia Wing Hing Yu
CE ALS712 - active, Altruist Financial Group Limited
Wai Lum Li
CE AVP920 - active, Aktis Capital Advisory Limited
Danny Ong Yee
CE ABW440 - active, Aktis Capital Advisory Limited
Tomohito Kinouchi
CE ASU536 - active, Aktis Capital Advisory Limited
Shun-Heng Danny Lung
CE AWI772 - active, Aktis Capital Advisory Limited
Hiroyuki Mukaibo
CE AJL570 - active, Aktis Capital Advisory Limited
Joshua Michael Green
CE AEZ188 - active, AlTi Wealth Management (Hong Kong) Limited
Gideon Tsz Chung Kong
CE AEI058 - active, AlTi Wealth Management (Hong Kong) Limited
Winnie Wing Kei Hui
CE AMI287 - active, AlTi Wealth Management (Hong Kong) Limited
Sarah Hau Yee Lee
CE AHC334 - active, AlTi Wealth Management (Hong Kong) Limited
Wing Yan Ng
CE BUK407 - active, AlTi Wealth Management (Hong Kong) Limited
Louisa Bao Ying Chiam
CE BWF773 - active, Affinity Equity Partners (HK) Limited
Kok Yew Tang
CE AAV339 - active, Affinity Equity Partners (HK) Limited
Sin Wa Chun
CE BRS206 - active, Affinity Equity Partners (HK) Limited
Zheng Wei Sim
CE BHD551 - active, Affinity Equity Partners (HK) Limited
Lorraine Scene Tone Chung
CE BJK231 - ceased
Paul Chun Kiu Chung
CE BNJ819 - ceased
Nancy Sau Ha Chung
CE AAH496 - ceased
Christopher Siu Ming Chung
CE AGJ936 - ceased
Ka Wa Cheng
CE ABS482 - active, Astrum Capital Management Limited
Kam Hung Chu
CE BEN845 - active, Astrum Capital Management Limited
Ricky Tat Hung Fung
CE ADY552 - active, Astrum Capital Management Limited
Kei Man Hui
CE AFD213 - active, Astrum Capital Management Limited
Hidulf Chun Yee Kwan
CE ADX085 - active, Astrum Capital Management Limited
Chik Pan
CE ABZ886 - active, Astrum Capital Management Limited
Kam Chau Siu
CE ACI566 - active, Astrum Capital Management Limited
Po Wan Tsang
CE AXY064 - active, Astrum Capital Management Limited
Kelvin Tsung
CE ATO931 - active, Astrum Capital Management Limited
Wai Lun Cheung
CE ALZ471 - active, Astrum Capital Management Limited
Lok Hang Chiu
CE BUC796 - active, Astrum Capital Management Limited
Wai Ha Lam
CE AKS834 - active, Astrum Capital Management Limited
Po Chu Lau
CE ACS557 - active, Astrum Capital Management Limited
Oi Ling Leung
CE AVH208 - active, Astrum Capital Management Limited
Po Hang Leung
CE AEL654 - active, Astrum Capital Management Limited
Alvan Wai Ho Li
CE AUD643 - active, Astrum Capital Management Limited
Wai See Lo
CE AMS011 - active, Astrum Capital Management Limited
Chi Yiu Loo
CE AGE941 - active, Astrum Capital Management Limited
Shun Keung Shea
CE AAG041 - active, Astrum Capital Management Limited
Tang Chung Wong
CE ADQ176 - active, Astrum Capital Management Limited
Lo Ling Wu
CE BAH707 - active, Astrum Capital Management Limited
Lifang Yao
CE BQN229 - active, Astrum Capital Management Limited
Angie Yeung
CE AFP492 - active, Astrum Capital Management Limited
Peter John Hyland
CE AGB754 - active, Aetas Global Markets Limited
Richard George Michael Offer
CE AEH723 - active, Aetas Global Markets Limited
Fu Wing Lau
CE ANH674 - active, Arta Global Markets Limited
Ngai Ho Shum
CE ALV094 - active, Arta Global Markets Limited
Shuk Yee Ayishah Ma
CE BSR351 - active, Arta Global Markets Limited
Qing Ma
CE BVQ458 - active, Apax Partners Hong Kong Limited
Richard Xike Zhang
CE AUJ912 - active, Apax Partners Hong Kong Limited
Xiaoqing Qin
CE BDM496 - active, Apax Partners Hong Kong Limited
Min Su Sung
CE ARO771 - active, Apax Partners Hong Kong Limited
Syed Ali Raza Naqvi
CE AIZ646 - active, Aletheia Analyst Network Limited
Felix Stephen Rusli
CE AUW898 - active, Aletheia Analyst Network Limited
Ting Sze Tsoi
CE ABS481 - active, Aletheia Analyst Network Limited
Richard Antony Wallace
CE AFD281 - active, Aletheia Analyst Network Limited
Roderick Mark Waters
CE AHD375 - active, Aletheia Analyst Network Limited
Michael Graeme Bateman
CE AGA916 - active, Aletheia Analyst Network Limited
Vincent Cheong Wa Chan
CE ACA303 - active, Aletheia Analyst Network Limited
George Tsung-Chi Chang
CE AMR404 - active, Aletheia Analyst Network Limited
Hsun-Chih Chang
CE AUG806 - active, Aletheia Analyst Network Limited
Augustine Chen
CE ALF255 - active, Aletheia Analyst Network Limited
Yi-Lin Chen
CE AWC188 - active, Aletheia Analyst Network Limited
Ying Hang Choi
CE BFS135 - active, Aletheia Analyst Network Limited
Yun-Hsuan Kang
CE BMV429 - active, Aletheia Analyst Network Limited
Hwa Jen Lau
CE AJC307 - active, Aletheia Analyst Network Limited
Shih Han Lin
CE BQN700 - active, Aletheia Analyst Network Limited
Steven Liu
CE BBE382 - active, Aletheia Analyst Network Limited
David John Scott
CE ABU215 - active, Aletheia Analyst Network Limited
Andrew Charles Stotz
CE AML160 - active, Aletheia Analyst Network Limited
Shifeng Zheng
CE BVB515 - active, Aletheia Analyst Network Limited
Ting Pong Law
CE ATO654 - active, Athena Wealth Management Limited
Danny Lai Kin Tse
CE AFN289 - active, Minerva Asset Management Limited
Kah Mun Wong
CE ADY676 - active, Athena Wealth Management Limited
Hok Leung Chan
CE BCH393 - active, Athena Wealth Management Limited
Christina Lai Ming Chan
CE AFZ144 - active, Athena Wealth Management Limited
Mo Yin Edna Chan
CE ACA573 - active, Athena Wealth Management Limited
Chiao-Chin Chang
CE BAC317 - active, Athena Wealth Management Limited
Siu Mui Chau
CE BFF390 - active, Athena Wealth Management Limited
Yee Ching Kong
CE AFD965 - active, Athena Wealth Management Limited
Sze Wan Lai
CE BPX362 - active, Athena Wealth Management Limited
Kwong Ling Lam
CE AGJ364 - active, Athena Wealth Management Limited
Wing Hang Leung
CE AGD617 - active, Athena Wealth Management Limited
Hiu Yan Li
CE ATM268 - active, Athena Wealth Management Limited
Chung Chi Rita Poon
CE ADI570 - active, Athena Wealth Management Limited
Jannie Man Hsih Shum
CE AGH260 - active, Athena Wealth Management Limited
Camy Pui Ying Wong
CE AFB092 - active, Athena Wealth Management Limited
Siu Wai Wong
CE ANU478 - active, Athena Wealth Management Limited
David Fan Yeung
CE APN742 - active, Athena Wealth Management Limited
Thijs Aaten
CE BNH073 - active, APG Investments Asia Limited
Hans-Martin Joannes Cornelis Aerts
CE ARJ346 - active, APG Investments Asia Limited
Patrick de Boer
CE AZA737 - active, APG Investments Asia Limited
Daniel Thomas Feldmann
CE BIB605 - active, APG Investments Asia Limited
Brian Lap Hei Hung
CE ARA631 - active, APG Investments Asia Limited
Patrick Michael Kanters
CE BRY310 - active, APG Investments Asia Limited
Shek Yee Ma
CE AHX750 - active, APG Investments Asia Limited
Gregory Lok Hang Suen
CE ALI171 - active, APG Investments Asia Limited
Benjamin Peter Avery
CE BOU119 - active, APG Investments Asia Limited
Nadanai Banyatpiyaphod
CE BRH460 - active, APG Investments Asia Limited
Han Bao
CE BPU967 - active, APG Investments Asia Limited
Debanik Basu
CE BVB799 - active, APG Investments Asia Limited
Nor Man Chan
CE ASF701 - active, APG Investments Asia Limited
Stefanie Chan
CE BIJ806 - active, APG Investments Asia Limited
Tsz Hei Chan
CE BTX874 - active, APG Investments Asia Limited
Sisi Chen
CE BDZ097 - active, APG Investments Asia Limited
Yuen Ha Cheng
CE AGY625 - active, APG Investments Asia Limited
Hiu Lam Chou
CE BDW705 - active, APG Investments Asia Limited
Henka Darsono
CE BVW728 - active, APG Investments Asia Limited
Hao Ding
CE BPI578 - active, APG Investments Asia Limited
Dominic James Doran
CE BBR121 - active, APG Investments Asia Limited
Si Hyun Kim
CE BOP326 - active, APG Investments Asia Limited
Hwa Shin Lee
CE AUQ985 - active, APG Investments Asia Limited
Kyle Alexander Lee
CE BOQ887 - active, APG Investments Asia Limited
Chen Lei
CE BPW694 - active, APG Investments Asia Limited
Chin Chan Lim
CE BID162 - active, APG Investments Asia Limited
Joelin Ka Yan Ma
CE ANP631 - active, APG Investments Asia Limited
Malavika Ajithkumar Nambiar
CE BVH516 - active, APG Investments Asia Limited
Gary Eng Beng Ng
CE AWE924 - active, APG Investments Asia Limited
Jonathan David Shuttleworth-Waite
CE BUY622 - active, APG Investments Asia Limited
Tian Hoe Tan
CE BUL191 - active, APG Investments Asia Limited
Kishan Jitesh Thakarshi
CE BWZ080 - active, APG Investments Asia Limited
Stephanie Tsui Hao Ru
CE BRM565 - active, APG Investments Asia Limited
Gerardus Maria Gemma van der Schaft
CE AWF821 - active, APG Investments Asia Limited
Ching Kit Ashley Wai
CE BNO854 - active, APG Investments Asia Limited
Jiayi Yuan
CE BOP947 - active, APG Investments Asia Limited
Hyung-Jin Yun
CE BBS890 - active, APG Investments Asia Limited
Mengran Zhao
CE BVA527 - active, APG Investments Asia Limited
Xinyun Zhao
CE AXZ757 - active, APG Investments Asia Limited
Ka Kit Zhuang
CE BTR720 - active, APG Investments Asia Limited
James E Manley
CE ARN802 - active, Atlantic Pacific Capital Asia Limited
Tong Hee Ye
CE BNV865 - active, Atlantic Pacific Capital Asia Limited
Craig Andrew Duffy
CE AEO322 - active, Ares Management Asia (Hong Kong) Limited
Daniel Scott Krefman
CE ARI529 - active, Ares Management Asia (Hong Kong) Limited
Henry David Chia Lee
CE BET465 - active, Ares Management Asia (Hong Kong) Limited
Ching Him Wong
CE AEB025 - active, Ares Management Asia (Hong Kong) Limited
Sharad Bajpai
CE BKB086 - active, Ares Management Asia (Hong Kong) Limited
Ran Ryan Chao
CE BPJ879 - active, Ares Management Asia (Hong Kong) Limited
Michael Hao Chen
CE AZX279 - ceased
Tianren Chen
CE BSR264 - active, Ares Management Asia (Hong Kong) Limited
Darren Cheung
CE BRT570 - active, Ares Management Asia (Hong Kong) Limited
Jeanine Jing Yin Chuen
CE BJV716 - active, Ares Management Asia (Hong Kong) Limited
Chinwok Chung
CE BTM785 - active, Ares Management Asia (Hong Kong) Limited
Aaron Patrick Clissold
CE BEY921 - active, Ares Management Asia (Hong Kong) Limited
Jolyn Le Thuy Dang
CE AWY706 - ceased
Shiliang Guo
CE BTD464 - active, Ares Management Asia (Hong Kong) Limited
Won Joon Hong
CE BTM783 - active, Ares Management Asia (Hong Kong) Limited
Haijing Huang
CE BXI627 - active, Ares Management Asia (Hong Kong) Limited
So Yeon Kang
CE BOR776 - active, Ares Management Asia (Hong Kong) Limited
Bansuk Kim
CE ATT335 - active, Ares Management Asia (Hong Kong) Limited
Sun Do Kim
CE ANE128 - active, Ares Management Asia (Hong Kong) Limited
Hyun Woo Ko
CE BJR302 - active, Ares Management Asia (Hong Kong) Limited
Weiyi Kong
CE BWO703 - active, Ares Management Asia (Hong Kong) Limited
Lok Wa Kwok
CE BDU844 - active, Ares Management Asia (Hong Kong) Limited
Danielle Eda Lau
CE BTA244 - active, Ares Management Asia (Hong Kong) Limited
Chaemin Lee
CE BXP424 - active, Ares Management Asia (Hong Kong) Limited
Hou Chee Janet Lee
CE BSF352 - active, Oaktree Capital (Hong Kong) Limited
Ming Hau Lee
CE BOM556 - active, Ares Management Asia (Hong Kong) Limited
Seok Jun Lee
CE BUH972 - active, Ares Management Asia (Hong Kong) Limited
Peishu Li
CE BUE183 - active, Ares Management Asia (Hong Kong) Limited
Yichen Li
CE BVY722 - active, Ares Management Asia (Hong Kong) Limited
King Ho Mak
CE BUE223 - active, Ares Management Asia (Hong Kong) Limited
Kai Miao
CE BJL961 - active, Ares Management Asia (Hong Kong) Limited
Pradeep Mohinani
CE AEN512 - active, Ares Management Asia (Hong Kong) Limited
Se Hyun Paik
CE BTQ627 - active, Ares Management Asia (Hong Kong) Limited
Charade Sin Wai Poon
CE BGB438 - active, Ares Management Asia (Hong Kong) Limited
Sunik Rhew
CE BUO968 - active, Ares Management Asia (Hong Kong) Limited
Yi Shen
CE AZR706 - active, Ares Management Asia (Hong Kong) Limited
Ka Chun Sin
CE BSX510 - active, Ares Management Asia (Hong Kong) Limited
Ven Sze
CE BRU769 - active, Ares Management Asia (Hong Kong) Limited
Daisy Tan
CE BNF821 - active, Ares Management Asia (Hong Kong) Limited