Ronald Brien Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Brien Thompson, CE reference AIU800. Currently licensed at 1 firm(s): Alvarez & Marsal Corporate Finance Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-09 | present |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 4 — Advising on securities | 2023-06-09 | present |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-10 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-17 | 2005-02-01 |