Sze Man Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man Wong (黃思敏), a licensed Responsible Officer with CE reference AQH860. Currently licensed at 1 firm(s): AEM Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.5 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-28 | present |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 4 - Advising on securities | 2019-10-28 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-07 | 2019-08-19 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-29 | 2019-08-19 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2016-06-29 | 2019-08-19 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-16 | 2016-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-16 | 2016-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2016-05-16 | 2019-08-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-16 | 2015-12-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-16 | 2015-12-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2015-06-16 | 2015-12-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-04 | 2015-06-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-04 | 2015-06-16 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2014-08-25 | 2015-02-09 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-25 | 2015-02-09 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-31 | 2015-02-09 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-31 | 2015-02-09 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-12 | 2013-01-07 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-01-07 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-23 | 2013-01-07 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2011-03-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2011-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.