Thomas Kui Chuen Fok
霍鉅泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kui Chuen Fok (霍鉅泉), CE reference AMR345. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2020-12-16 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2020-03-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-26 | 2020-03-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2018-07-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-18 | 2018-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-03 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-10-22 | 2013-11-09 |