Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Siu Yuen (SFC:BSW716) Chan
CE BSW716 - active, LGT Investment Management (Asia) Limited
Wing Yiu Winnie Chan
CE BRR039 - active, LGT Investment Management (Asia) Limited
Ronald Yu Him Chan
CE BDZ174 - active, LGT Investment Management (Asia) Limited
Yuen Ting (SFC:APV572) Chan
CE APV572 - active, LGT Investment Management (Asia) Limited
Yin-Ping Chang Chien
CE ASP713 - active, LGT Investment Management (Asia) Limited
Jason Chang
CE AOR636 - active, LGT Investment Management (Asia) Limited
Yun-Fen Chang
CE BTY322 - active, LGT Investment Management (Asia) Limited
Chi-Min Chen
CE ANM097 - active, LGT Investment Management (Asia) Limited
Mei-Ling Chen
CE BEW327 - active, LGT Investment Management (Asia) Limited
Wei Ming Chen
CE BHH820 - active, LGT Investment Management (Asia) Limited
Peter Dien Leung Cheng
CE AEU597 - active, LGT Investment Management (Asia) Limited
Ivan Cheng
CE ARW023 - active, LGT Investment Management (Asia) Limited
John Chee-Wai Cheng
CE BLB528 - active, LGT Investment Management (Asia) Limited
Ka Yan Cathy Cheng
CE BJV720 - active, LGT Investment Management (Asia) Limited
Wai Han Cecilia Cheng
CE APY533 - active, LGT Investment Management (Asia) Limited
Chi Wah Cheung
CE BUF672 - active, LGT Investment Management (Asia) Limited
Lap Ki David Cheung
CE ARR119 - active, LGT Investment Management (Asia) Limited
Preston Lap Kuen Cheung
CE BLI062 - active, LGT Investment Management (Asia) Limited
Tsan-Shan Chiang
CE ASP307 - active, LGT Investment Management (Asia) Limited
Ching Yap Chin
CE AHN831 - active, LGT Investment Management (Asia) Limited
Sung Woo Choe
CE BOC360 - active, LGT Investment Management (Asia) Limited
Peggy Sau Fong Choi
CE ALN485 - active, LGT Investment Management (Asia) Limited
Donny Hon Sang Chong
CE BFA513 - active, LGT Investment Management (Asia) Limited
Amy Ching-Fen Chou
CE AJO195 - active, LGT Investment Management (Asia) Limited
Cheuk Wah Albert Chow
CE BRL965 - active, LGT Investment Management (Asia) Limited
Pattie Wai Man Chow
CE ABV989 - active, LGT Investment Management (Asia) Limited
Han Yee Chu
CE AON777 - active, LGT Investment Management (Asia) Limited
Chien-I Chuang
CE AOB743 - active, LGT Investment Management (Asia) Limited
Yi-Chun Chung
CE BJY659 - active, LGT Investment Management (Asia) Limited
Nicolas Paul Cohen-Addad
CE AHR321 - active, LGT Investment Management (Asia) Limited
Stefan Tobias Enzler
CE BBX049 - active, LGT Investment Management (Asia) Limited
Chun Hei Fong
CE BVW390 - active, LGT Investment Management (Asia) Limited
Kang Kei Fong
CE BSH244 - active, LGT Investment Management (Asia) Limited
Hsueh Min Foong
CE BHJ688 - active, LGT Investment Management (Asia) Limited
Shirley Tak Lam Fu
CE AGF189 - active, LGT Investment Management (Asia) Limited
Ziqian Gan
CE BIE946 - active, LGT Investment Management (Asia) Limited
Sandro Gianella
CE AYQ410 - active, LGT Investment Management (Asia) Limited
Kirin Goeldi
CE BUU855 - active, LGT Investment Management (Asia) Limited
Reto Graf
CE AIL103 - active, LGT Investment Management (Asia) Limited
Kenneth Kin Fung Hau
CE AOB276 - active, LGT Investment Management (Asia) Limited
Ricky Wing Ka Hau
CE AFN047 - active, LGT Investment Management (Asia) Limited
Pansy Shung Pui Ho
CE ARV131 - active, LGT Investment Management (Asia) Limited
Hubert Hoang
CE AXY800 - active, LGT Investment Management (Asia) Limited
Stefan Paul Hofer
CE BKR862 - active, LGT Investment Management (Asia) Limited
Hsiao-Ping Hsiao
CE BFD591 - active, LGT Investment Management (Asia) Limited
Chia-Ling Hsu
CE ASY527 - active, LGT Investment Management (Asia) Limited
Pei-Ju Hsu
CE APY469 - active, LGT Investment Management (Asia) Limited
Shu Hsu
CE BKE042 - active, LGT Investment Management (Asia) Limited
Shu Chuan Hsu
CE ARD668 - active, LGT Investment Management (Asia) Limited
Ching-Feng Huang
CE BJL041 - active, LGT Investment Management (Asia) Limited
Lih-Yueh Huang
CE BRV652 - active, LGT Investment Management (Asia) Limited
Jensen Chiu Shing Hui
CE ARJ355 - active, LGT Investment Management (Asia) Limited
Tsai Ling Hung
CE BII559 - active, LGT Investment Management (Asia) Limited
Khushboo Sushil Jain
CE BFN409 - active, LGT Investment Management (Asia) Limited
Jaya Sanjay Jayaram
CE BGD205 - active, LGT Investment Management (Asia) Limited
Chun Ji
CE BVF574 - active, LGT Investment Management (Asia) Limited
Jin Jiang
CE BQL856 - active, LGT Investment Management (Asia) Limited
Renata Frances Yue Shun Ka
CE AHA921 - active, LGT Investment Management (Asia) Limited
Eric Jan Kampman
CE ALK080 - active, LGT Investment Management (Asia) Limited
Karn Karuhadej
CE AET390 - active, LGT Investment Management (Asia) Limited
Naoto Kawahara
CE AMX814 - active, LGT Investment Management (Asia) Limited
Karl-Heinz Klaus
CE AOH345 - active, LGT Investment Management (Asia) Limited
Shih Tsung Ko
CE AMW349 - active, LGT Investment Management (Asia) Limited
Yat Him Ko
CE BRO291 - active, LGT Investment Management (Asia) Limited
Anita Ka Yee Kwan
CE ALN486 - active, LGT Investment Management (Asia) Limited
Hoi Yu Lai
CE AFJ214 - active, LGT Investment Management (Asia) Limited
Tak Nga Lai
CE AOB294 - active, LGT Investment Management (Asia) Limited
Thuy Trang Le
CE BET100 - active, LGT Investment Management (Asia) Limited
Chui Shan Lee
CE AGG697 - active, LGT Investment Management (Asia) Limited
Hou-Min Lee
CE ANH739 - active, LGT Investment Management (Asia) Limited
Emily Kin Ming Lee
CE ACJ595 - active, LGT Investment Management (Asia) Limited
Kwan Fong Lee
CE ARY266 - active, LGT Investment Management (Asia) Limited
Liang-Teh Lee
CE AEQ246 - active, LGT Investment Management (Asia) Limited
Man Wai Maria Katherine Lee
CE BRB436 - active, LGT Investment Management (Asia) Limited
Tanya Marie Lee
CE AGN874 - active, LGT Investment Management (Asia) Limited
Wen Hsin Lee
CE BNA709 - active, LGT Investment Management (Asia) Limited
Chien Fong Lei
CE BGJ382 - active, LGT Investment Management (Asia) Limited
Francis Feng Hua Leung
CE AQI797 - active, LGT Investment Management (Asia) Limited
Ka Fei Catherine Leung
CE BPA162 - active, LGT Investment Management (Asia) Limited
Karen Kar Yan Leung
CE AFC208 - active, LGT Investment Management (Asia) Limited
Lo Ming Leung
CE AOD258 - active, LGT Investment Management (Asia) Limited
Miu Shan Michelle Leung
CE BVL771 - active, LGT Investment Management (Asia) Limited
Kit Li
CE AOS495 - active, LGT Investment Management (Asia) Limited
Mingji Li
CE BNJ110 - active, LGT Investment Management (Asia) Limited
Keng Hian Lim
CE AWT968 - active, LGT Investment Management (Asia) Limited
Chun Hung Lin
CE BUX749 - active, LGT Investment Management (Asia) Limited
Chia Sheng Liu
CE BJW094 - active, LGT Investment Management (Asia) Limited
Hsin Yu Vanessa Liu
CE ANZ658 - active, LGT Investment Management (Asia) Limited
Ka Wai Liu
CE BFX887 - active, LGT Investment Management (Asia) Limited
Yin Wai Ada Lo
CE BUI134 - active, LGT Investment Management (Asia) Limited
Siming Lyu
CE BXF096 - active, LGT Investment Management (Asia) Limited
George Pui Pui Ma
CE AGN873 - active, LGT Investment Management (Asia) Limited
Isabella Wai Man Ma
CE API083 - active, LGT Investment Management (Asia) Limited
Lung Lok Mak
CE AFS919 - active, LGT Investment Management (Asia) Limited
Jozef Hassan Mansy
CE BBX330 - active, LGT Investment Management (Asia) Limited
Philippa Rose Marshall
CE BVH643 - active, LGT Investment Management (Asia) Limited
Hui Meng
CE BVQ547 - active, LGT Investment Management (Asia) Limited
Wai Yin Mok
CE AHX029 - active, LGT Investment Management (Asia) Limited
Rupert Talmai Morgan
CE BUS951 - active, LGT Investment Management (Asia) Limited
David Tsz Ho Ng
CE AOU491 - active, LGT Investment Management (Asia) Limited
Yoshihiro Nishi
CE AVJ140 - active, LGT Investment Management (Asia) Limited
Stanley Hung Chiu Poon
CE BEZ753 - active, LGT Investment Management (Asia) Limited
Hiu Lok Pun
CE ATT772 - active, LGT Investment Management (Asia) Limited
Thomas Reber
CE ANQ009 - active, LGT Investment Management (Asia) Limited
Wesley Chun Ho Shiu
CE APC472 - active, LGT Investment Management (Asia) Limited
Monique Wing Sheung Sin
CE AJB102 - active, LGT Investment Management (Asia) Limited
Olivier Robert Streun
CE ACU279 - active, LGT Investment Management (Asia) Limited
Pin Rung Su
CE ANQ271 - active, LGT Investment Management (Asia) Limited
Hoi Kei Tam
CE BTR261 - active, LGT Investment Management (Asia) Limited
Kim Chi Tam
CE AXQ413 - active, LGT Investment Management (Asia) Limited
Sau Yin Tam
CE AFC202 - active, LGT Investment Management (Asia) Limited
Yuen Mei Tam
CE AAD111 - active, LGT Investment Management (Asia) Limited
Lingling Tang
CE BUU856 - active, LGT Investment Management (Asia) Limited
Benjamin Ngai Mun To
CE BPN335 - active, LGT Investment Management (Asia) Limited
Su Hua Tsai
CE BTH001 - active, LGT Investment Management (Asia) Limited
Sylvia Ce Van Tsang
CE AEZ562 - active, LGT Investment Management (Asia) Limited
Li-Chen Wang
CE ASP309 - active, LGT Investment Management (Asia) Limited
Tai Jen Wang
CE BNP287 - active, LGT Investment Management (Asia) Limited
Chie King Wong
CE AKP712 - active, LGT Investment Management (Asia) Limited
Fung Kuen Karen Wong
CE BJY653 - active, LGT Investment Management (Asia) Limited
Ken Wong
CE BDG904 - active, LGT Investment Management (Asia) Limited
Kwok Cheung Wong
CE APS176 - active, LGT Investment Management (Asia) Limited
Mellissa Wong
CE AKO803 - active, LGT Investment Management (Asia) Limited
Nam Yip Charis Wong
CE BPN187 - active, LGT Investment Management (Asia) Limited
Po Yee (SFC:BSL565) Wong
CE BSL565 - active, LGT Investment Management (Asia) Limited
Patricia Po Ying Wong
CE ALZ556 - active, LGT Investment Management (Asia) Limited
Frances Tak Yan Wong
CE ARP090 - active, LGT Investment Management (Asia) Limited
Yuen Ling Sheila Wong
CE BOH517 - active, LGT Investment Management (Asia) Limited
Ju Yueh Wu
CE BHM646 - active, LGT Investment Management (Asia) Limited
Oi Wan Wu
CE AAU286 - active, LGT Investment Management (Asia) Limited
Xiaoyan Wu
CE BUK584 - active, LGT Investment Management (Asia) Limited
Yuanzhuo Wu
CE BQD515 - active, LGT Investment Management (Asia) Limited
Xiaoying Xie Khelifa-Mahadjoubi
CE BUE363 - active, LGT Investment Management (Asia) Limited
Nan Xu
CE ATM316 - active, LGT Investment Management (Asia) Limited
Ningshuang Xu
CE BRQ488 - active, LGT Investment Management (Asia) Limited
Jianbo Xue
CE BUG550 - active, LGT Investment Management (Asia) Limited
Ju-Yu Yen
CE ASP313 - active, LGT Investment Management (Asia) Limited
Dinasa San San Yeung
CE AHC424 - active, LGT Investment Management (Asia) Limited
Wai Yip
CE ANR831 - active, LGT Investment Management (Asia) Limited
Bingran Yu
CE BVR246 - active, LGT Investment Management (Asia) Limited
Kin Cheung Yu
CE BPK426 - active, LGT Investment Management (Asia) Limited
Pui Shan Yu
CE AGD629 - active, LGT Investment Management (Asia) Limited
George Williamson Long
CE AAL254 - active, LIM Advisors Limited
David Colin Maitland Gardner
CE BPX777 - active, LIM Advisors Limited
Katarina Elizabeth Royds
CE AQU966 - active, LIM Advisors Limited
Lok Hing Li
CE BIQ838 - active, LIM Advisors Limited
Ying Kit Tsoi
CE BUX820 - active, LIM Advisors Limited
Nan (SFC:BEM801) He
CE BEM801 - active, LINGJUN CAPITAL (HONG KONG) LIMITED
Meng (SFC:BQV246) Wang
CE BQV246 - active, LINGJUN CAPITAL (HONG KONG) LIMITED
Na (SFC:BIY841) Li
CE BIY841 - active, LINGJUN CAPITAL (HONG KONG) LIMITED
Justin Chang Yi Chan
CE ARL414 - active, LQ Pacific Partners Limited
Kwok Leung Ng
CE BDW184 - active, LQ Pacific Partners Limited
Kwan Yue Tang
CE AOV744 - active, LQ Pacific Partners Limited
Yuk Hang Chan
CE BQN772 - active, LQ Pacific Partners Limited
Kim Chuen Alfred Chow
CE BWB252 - active, LQ Pacific Partners Limited
Lin Gan
CE BGH325 - active, LQ Pacific Partners Limited
Jihang Ye
CE BUF978 - active, LQ Pacific Partners Limited
Jing (SFC:BDI053) Hu
CE BDI053 - active, LSQ Capital Limited
San Wing O
CE BEI242 - active, LSQ Capital Limited
Lin Yan
CE BHT623 - active, LSQ Capital Limited
Yingjun Zhou
CE BNX392 - active, LSQ Capital Limited
Ying Sum Lau
CE BMS676 - active, LSQ Capital Limited
Jonathan Kam Pui Lo
CE BAJ109 - active, LW Asset Management Advisors Limited
Elsa Yik Hung Wong
CE AWI792 - active, LW Asset Management Advisors Limited
Chi Wang (SFC:AQJ823) Kong
CE AQJ823 - active, LW Asset Management Advisors Limited
Lin Ching Lee
CE BIK515 - active, LY Capital Limited
Henry Kai Ho Yeung
CE AEZ712 - active, LY Capital Limited
Bin (SFC:AOL296) Li
CE AOL296 - active, Lake Bleu Capital (Hong Kong) Limited
Yongchen Sun
CE BGL252 - active, Lake Bleu Capital (Hong Kong) Limited
Zhidong Ding
CE BVI327 - active, Lake Bleu Capital (Hong Kong) Limited
Liangzhu Jin
CE BHY759 - active, Lake Bleu Capital (Hong Kong) Limited
Amanda Haixi Li
CE BNB291 - active, Lake Bleu Capital (Hong Kong) Limited
Jian (SFC:AZR740) Liu
CE AZR740 - active, Lake Bleu Capital (Hong Kong) Limited
Peiying Li
CE BHV047 - active, Lakefront Asset Management (HK) Co., Limited
Kin Wah Tsang
CE BKA666 - active, Lakefront Asset Management (HK) Co., Limited
Yu (SFC:BHV046) Zhang
CE BHV046 - active, Lakefront Asset Management (HK) Co., Limited
Yuxin Guo
CE BRB118 - active, Lakefront Asset Management (HK) Co., Limited
Jining Huang
CE AZO583 - active, Lakefront Asset Management (HK) Co., Limited
Alexander Siu Bun Cheuk
CE ABX790 - active, Lakeville Capital Management Limited
Athena Yu Bing Pang
CE BKP942 - active, Lakeville Capital Management Limited
Stephen Heng Che Woo
CE ACA876 - active, Lakeville Capital Management Limited
Wenbo He
CE BJT980 - active, Lakeville Capital Management Limited
Xiyang Wang
CE BOQ846 - active, Lakeville Capital Management Limited
Hong (SFC:AVO743) Qiu
CE AVO743 - active, Lazard Asia (Hong Kong) Limited
Qian (SFC:AXF705) Zhang
CE AXF705 - active, Lazard Asia (Hong Kong) Limited
Mengyao Zhu
CE AQU630 - active, Lazard Asia (Hong Kong) Limited
Cheng Deng
CE BTG300 - ceased
Ho Hoi Lau
CE BTF492 - active, Lazard Asia (Hong Kong) Limited
Chenxing Li
CE BSX568 - active, Lazard Asia (Hong Kong) Limited
Mengxin Liu
CE BLU672 - active, Lazard Asia (Hong Kong) Limited
Ao Qiao
CE BUE302 - ceased
Junnan Zhang
CE AXW873 - active, Lazard Asia (Hong Kong) Limited
Antony John Creighton
CE ALP566 - active, Lazard Asset Management (Hong Kong) Limited
James Maitland Donald
CE BFS964 - ceased
Xiaomeng (SFC:BEN196) Liu
CE BEN196 - active, Lazard Asset Management (Hong Kong) Limited
Eun Young Park
CE AVT464 - active, Lazard Asset Management (Hong Kong) Limited
Nathan Abraham Paul
CE BJO517 - active, Lazard Asset Management (Hong Kong) Limited
Siew Shen Tan
CE ALJ824 - active, Lazard Asset Management (Hong Kong) Limited
Cheuk Lam Jessica Chan
CE BRC050 - active, Lazard Asset Management (Hong Kong) Limited
Siu Lun Hui
CE BTV833 - active, Lazard Asset Management (Hong Kong) Limited
Seung Yeon Kang
CE BNN541 - active, Lazard Asset Management (Hong Kong) Limited
Tsung Hsin Mark Lien
CE BWE922 - active, Lazard Asset Management (Hong Kong) Limited
Ru-Shiuan Lin
CE BOK132 - active, Lazard Asset Management (Hong Kong) Limited
Yingwen Lu
CE BAH630 - active, Lazard Asset Management (Hong Kong) Limited
Xin Mu
CE BFM721 - active, Lazard Asset Management (Hong Kong) Limited
Zheyu Xi
CE AXQ888 - active, Lazard Asset Management (Hong Kong) Limited
da Zhang
CE BFZ494 - active, Lazard Asset Management (Hong Kong) Limited
Haoxuan (SFC:BJZ439) Luo
CE BJZ439 - active, LeZi Capital Limited
Shouwen Wang
CE BTW253 - active, LeZi Capital Limited
Jing Zeng
CE BUA460 - active, LeZi Capital Limited
Priscilla Hau Yi Chu
CE BGP181 - active, Leading Securities Company Limited
Letian Hu
CE BDI847 - active, Leading Securities Company Limited
Jun Xie
CE BOC408 - active, Leading Securities Company Limited
Meiling Fei
CE BOQ807 - ceased
Mengxuan Li
CE BDR393 - active, Leading Securities Company Limited
Yawen (SFC:BSE880) Liu
CE BSE880 - active, Leading Securities Company Limited
Yang (SFC:BOI804) Sun
CE BOI804 - active, Leading Securities Company Limited
Hongyu Tao
CE BWX654 - active, Leading Securities Company Limited
Hui (SFC:BVY691) Wang
CE BVY691 - ceased
Qiang (SFC:BOR190) Wen
CE BOR190 - active, Leading Securities Company Limited
Min (SFC:BVD608) Yang
CE BVD608 - active, Canaan Global Capital Management Limited
Judy Lai Ming Chan
CE AAD030 - ceased
Hoi Yiu Chang
CE AUN662 - active, Leeds Securities Investment Limited
Tak Yin Yiu
CE AGK517 - active, Leeds Securities Investment Limited
Benjamin Bennett
CE BQP585 - active, Legal & General Investment Management Asia Limited
Man Kit (SFC:BBU621) Cheung
CE BBU621 - active, Legal & General Investment Management Asia Limited
Danny Kwok
CE ARB760 - active, Legal & General Investment Management Asia Limited
Tuo Li
CE BGM185 - active, Legal & General Investment Management Asia Limited
Chi Long Ronald Chan
CE BHC980 - active, Legal & General Investment Management Asia Limited
Yi Yan Betty Chau
CE BTC180 - active, Legal & General Investment Management Asia Limited
Courtenay Taylor Gilbert
CE BTC265 - active, Legal & General Investment Management Asia Limited
Ming Gong
CE BLV678 - active, Legal & General Investment Management Asia Limited
Jessica Henderson
CE BVB583 - active, Legal & General Investment Management Asia Limited
Byungjin Kong
CE BUK196 - active, Legal & General Investment Management Asia Limited
Kin Shing Kwan
CE BIX408 - active, Legal & General Investment Management Asia Limited
Sin Yee Lam
CE BDF471 - active, Legal & General Investment Management Asia Limited
Sung Yul Park
CE BAM219 - active, Legal & General Investment Management Asia Limited
Xiaodan Zhu
CE BPE721 - active, Legal & General Investment Management Asia Limited
Wai Lap Ho
CE AGW562 - active, Legends Asset Management Limited
Wing Tat Wong
CE AJE110 - active, Legends Asset Management Limited
Zhen Gao
CE BVL777 - active, Lego Asset Management Limited
Tsz Mei Yau
CE BWY738 - active, Lego Asset Management Limited
Pui Kwan Chow
CE ASP214 - active, Lego Corporate Finance Limited
Gary Ho Cheung Mui
CE AFL987 - active, Lego Corporate Finance Limited
Wui Tung Ngai
CE BEL021 - active, Lego Corporate Finance Limited
Hei Ting Choi
CE BNH433 - active, Lego Corporate Finance Limited
Man Lok Chu
CE BEL390 - active, Lego Corporate Finance Limited
Siu Yuk Lam
CE BWW195 - active, Lego Corporate Finance Limited
Lok Hin Lee
CE BXN679 - active, Lego Corporate Finance Limited
Tze Ying Lee
CE BGG637 - active, Lego Corporate Finance Limited