Ronald Yu Him Chan
陳汝謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Yu Him Chan (陳汝謙), a licensed Representative with CE reference BDZ174. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2017-04-06 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2015-01-26 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-08-14 | present |