Ka Wai Liu
廖嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Liu (廖嘉偉), a licensed Representative with CE reference BFX887. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-08-01 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2019-08-01 | present |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-31 | 2019-06-01 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2015-07-31 | 2019-06-01 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-31 | 2019-06-01 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2015-07-31 | 2019-06-01 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2015-07-31 | 2019-06-01 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2015-07-31 | 2019-06-01 |