Xin Mu
牟欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Mu (牟欣), CE reference BFM721. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-02-24 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-02-24 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-28 | 2023-07-25 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-28 | 2023-07-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-22 | 2019-10-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2019-10-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-26 | 2019-10-31 |