Karl-Heinz Klaus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karl-Heinz Klaus, CE reference AOH345. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2007-02-02 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-02-02 | present |