Jun Xie
谢骏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Xie (谢骏), CE reference BOC408. Currently licensed at 1 firm(s): Leading Securities Company Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-03 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-03 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | present |