Shih Tsung Ko
柯世聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih Tsung Ko (柯世聰), CE reference AMW349. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2010-10-19 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-12-29 | 2010-06-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-12-29 | 2010-06-28 |