Danny Kwok
郭世傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danny Kwok (郭世傑), CE reference ARB760. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RO | Type 9 — Asset management | 2021-02-09 | present |
| Legal & General Investment Management Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-10-16 | present |
| Legal & General Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2017-09-29 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-09-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2017-06-14 | 2021-02-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-27 | 2017-05-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-27 | 2011-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2011-08-22 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-23 | 2009-04-24 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-05-23 | 2011-08-22 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-23 | 2008-09-25 |