Judy Lai Ming Chan

陳麗明
CE No. AAD030 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Lai Ming Chan (陳麗明), a licensed former licensee with CE reference AAD030. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Lee's Securities Company Limited
李氏證券有限公司
RO Type 1 - Dealing in securities 2005-01-03 2026-05-03
Lees Securities Co.
李氏證券公司
RO Type 1 - Dealing in securities present 2005-01-03
Lees Securities Co.
李氏證券公司
RO Type 4 - Advising on securities present 2004-12-03
Lees Securities Co.
李氏證券公司
RO Type 6 - Advising on corporate finance present 2004-12-03
Lees Securities Co.
李氏證券公司
RO Type 9 - Asset management present 2004-12-03

Related