Judy Lai Ming Chan
陳麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Lai Ming Chan (陳麗明), CE reference AAD030. Currently licensed at 1 firm(s): Lee's Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lee's Securities Company Limited 李氏證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-03 | present |
| Lees Securities Co. 李氏證券公司 |
RO | Type 1 — Dealing in securities | present | 2005-01-03 |
| Lees Securities Co. 李氏證券公司 |
RO | Type 4 — Advising on securities | present | 2004-12-03 |
| Lees Securities Co. 李氏證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-03 |
| Lees Securities Co. 李氏證券公司 |
RO | Type 9 — Asset management | present | 2004-12-03 |