Ricky Wing Ka Hau
侯榮嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wing Ka Hau (侯榮嘉), CE reference AFN047. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2014-09-16 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2014-09-16 | present |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | 2013-05-03 | 2014-08-18 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-10 | 2009-12-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-19 | 2005-08-09 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-22 | 2005-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-22 | 2005-05-07 |