Ricky Wing Ka Hau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wing Ka Hau (侯榮嘉), a licensed Representative with CE reference AFN047. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.7 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-09-16 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2014-09-16 | present |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 - Advising on securities | 2013-05-03 | 2014-08-18 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-10 | 2009-12-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-19 | 2005-08-09 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-22 | 2005-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-22 | 2005-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Wing Ka Hau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.