Sin Yee Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yee Lam (林茜儀), a licensed Representative with CE reference BDF471. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 4.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 9 - Asset management | 2025-01-27 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2025-01-02 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2024-12-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-07 | 2016-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2014-04-07 | 2016-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.