Wai Yip
葉蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip (葉蔚), a licensed Representative with CE reference ANR831. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.9 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-03-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2016-03-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2013-01-31 | 2014-05-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-07-25 | 2012-11-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-25 | 2012-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.