Keng Hian Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Hian Lim, a licensed Representative with CE reference AWT968. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 9.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2017-07-12 | present |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-27 | 2011-09-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-07-27 | 2011-09-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-16 | 2011-07-27 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-16 | 2011-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keng Hian Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.