Lin Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Yan (嚴霖), a licensed Responsible Officer with CE reference BHT623. Currently licensed at 1 firm(s): LSQ Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.4 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LSQ Capital Limited | RO | Type 1 - Dealing in securities | 2025-03-10 | present |
| LSQ Capital Limited | RO | Type 4 - Advising on securities | 2022-05-23 | present |
| LSQ Capital Limited | RO | Type 9 - Asset management | 2022-05-23 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 - Advising on securities | 2021-08-27 | 2022-03-31 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 - Asset management | 2021-08-27 | 2022-03-31 |
| Dawn Capital Limited 新成資本有限公司 |
RO | Type 9 - Asset management | 2019-07-11 | 2021-06-30 |
| Dawn Capital Limited 新成資本有限公司 |
Rep | Type 9 - Asset management | 2016-12-19 | 2019-07-11 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fai Sean Chu | Dawn Capital Limited | 2016–2021 |
| San Wing O | LSQ Capital Limited | 2022–present |
| Wenhui Wang | Dawn Capital Limited | 2016–2019 |
| Yuen Ki Ng | LSQ Capital Limited | 2023–2025 |
| Guanzhu Wang | Dawn Capital Limited | 2020–2021 |
| Jing Hu | LSQ Capital Limited | 2024–present |
| Yingjun Zhou | LSQ Capital Limited | 2024–present |
| Vanessa Sin | LSQ Capital Limited | 2023–2024 |
| Yun Xiong | Green Harmony Capital Limited | 2021–2022 |
| Deli Wang | Green Harmony Capital Limited | 2021–2022 |
| Ying Sum Lau | LSQ Capital Limited | 2026–present |
| Weiqun Zhang | Green Harmony Securities Limited | 2021–2022 |
| Ouya Hu | Dawn Capital Limited | 2017 |
| Xiangzhi Yu | Green Harmony Capital Limited | 2021 |