Letian Hu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letian Hu (胡樂天), a licensed Responsible Officer with CE reference BDI847. Currently licensed at 1 firm(s): Leading Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 - Asset management | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-01 | 2019-04-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-01 | 2019-04-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2019-03-01 | 2019-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-20 | 2016-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-29 | 2016-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-29 | 2016-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Letian Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.