Yingwen Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingwen Lu (盧盈文), a licensed Representative with CE reference BAH630. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-02-23 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-12-20 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-12-20 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-06 | 2018-12-18 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2016-06-06 | 2018-12-18 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-12 | 2016-06-01 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-11-12 | 2016-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yingwen Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.