Thuy Trang Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thuy Trang Le, CE reference BET100. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2025-05-16 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2025-05-16 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-20 | 2019-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-05 | 2018-10-06 |